FINRA Awards for Herbert J. Sims & Co.

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
18-03374	04/24/2019	Claimant(s): Herbert J. Sims & Co. Claimant Lawyers(s): Enrique G. Figueroa-Llinas Respondent(s): Jaime Sanchez Rivera Respondent Lawyers(s): Jaime Isaac Sanchez Rivera Arbitrator(s): Bernard A. Becker Hearing Site: San Juan, PR