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FINRA Awards for Enrique G. Figueroa-Llinas

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0337404/24/2019Claimant(s): Herbert J. Sims & Co.
Claimant Lawyers(s): Enrique G. Figueroa-Llinas
Respondent(s): Jaime Sanchez Rivera
Respondent Lawyers(s): Jaime Isaac Sanchez Rivera
Arbitrator(s): Bernard A. Becker
Hearing Site: San Juan, PR
11-0103203/23/2012Claimant(s): Angel Delucca-Marrero
Claimant Lawyers(s): Rafael E. Lugo-Sotomayor
Respondent(s): UBS Financial Services Inc., Ramon Almonte, UBS Financial Services Inc. of PR
Respondent Lawyers(s): Enrique G. Figueroa-Llinas, Guillermo J. Bobonis
Arbitrator(s): Roy B. Gonas, Todd M. Saunders, Jeffrey R. Roth
Hearing Site: San Juan, PR
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