Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-03720 | 08/30/2019 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Gregory S. Tendrich Respondent(s): Michael Fitch Respondent Lawyers(s): Victor Bayata Arbitrator(s): Ken Ziesenheim, Gerald Thomas Harper, Sidney Andrew Roman Hearing Site: Orlando, FL | ||
| 19-00905 | 08/30/2019 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Robert B Ericson Respondent(s): David Vigil Respondent Lawyers(s): David Vigil Arbitrator(s): Isidoro Berkman Hearing Site: San Francisco, CA | ||
| 18-02518 | 08/29/2019 | Claimant(s): John Bach Claimant Lawyers(s): John William Bach Respondent(s): Harbor Financial Services Respondent Lawyers(s): Mickey Wright Arbitrator(s): Nelson E. Genshaft, Mark A. Sipper, Lonny Scott Elfenbein Hearing Site: Birmingham, AL | ||
| 18-04367 | 08/29/2019 | Claimant(s): Aaron Olson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Igor V. Stadnik Arbitrator(s): Philip Aaron Tymon Hearing Site: Seattle, WA | ||
| 19-00047 | 08/29/2019 | Claimant(s): Mark Wilburn Claimant Lawyers(s): Frances Menzer Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Laurel Littman Gothelf Hearing Site: San Francisco, CA | ||
| 19-00086 | 08/29/2019 | Claimant(s): Gordon Bryan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Patrick Christensen Arbitrator(s): Tracy L. Allen Hearing Site: Indianapolis, IN | ||
| 19-00181 | 08/29/2019 | Claimant(s): Gary Burwick Claimant Lawyers(s): Matthew E. Wolper Respondent(s): RBC Capital Markets LLC Respondent Lawyers(s): Maggie Goetze Arbitrator(s): Mark A Bilawsky Hearing Site: Boca Raton, FL | ||
| 19-00390 | 08/29/2019 | Claimant(s): Ron Zimmermann Claimant Lawyers(s): Michael Bessette Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Susan M. Thevenet Hearing Site: Denver, CO | ||
| 18-04375 | 08/28/2019 | Claimant(s): Kenneth Corlett Claimant Lawyers(s): Frances Menzer Respondent(s): WFP Securities Respondent Lawyers(s): John Schooler Arbitrator(s): Mark R. Lee Hearing Site: San Diego, CA | ||
| 18-04446 | 08/28/2019 | Claimant(s): Kent Balch Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Questar Capital Corporation Respondent Lawyers(s): Jeffrey D. Hedlund Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA |