| 19-01033 | 10/30/2019 | Claimant(s): Patrick Borecky
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Marcia A. Washkuhn
Arbitrator(s): Allan R. Lazor
Hearing Site: Little Rock, AR
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| 19-01643 | 10/30/2019 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Retta A. Miller
Respondent(s): Virgil Richmond
Respondent Lawyers(s): Virgil D. Richmond
Arbitrator(s): James A. Parker
Hearing Site: Houston, TX
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| 19-01664 | 10/30/2019 | Claimant(s): Citizens Securities.
Claimant Lawyers(s): Brenna A. Force
Respondent(s): Ronny Acluche
Respondent Lawyers(s): Ronny Acluche
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
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| 16-02593 | 10/29/2019 | Claimant(s): Alexandre Santos
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Citigroup Global Markets., Citibank, N.A.
Respondent Lawyers(s): Joseph Baumgarten
Arbitrator(s): Michael J McAllister, Daniel Robbins, Richard Gee
Hearing Site: New York, NY
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| 18-04416 | 10/29/2019 | Claimant(s): Mark Kosanke
Claimant Lawyers(s): Harris M. Freedman
Respondent(s): Questar Capital Corporation
Respondent Lawyers(s): Jeffrey D. Hedlund
Arbitrator(s): Tracy L. Allen
Hearing Site: Detroit, MI
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| 19-00300 | 10/29/2019 | Claimant(s): James Mariani
Claimant Lawyers(s): Tosh D. Grebenik,
Respondent(s): National Securities Corporation, First Montauk Securities Corp.
Respondent Lawyers(s): Fred N. Knopf, Robert I. Rabinowitz
Arbitrator(s): Arthur M. Handler
Hearing Site: New York, NY
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| 19-01501 | 10/29/2019 | Claimant(s): Ricardo Eboli-Kodesh
Claimant Lawyers(s): Linette Figueroa Torres
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Roberto Quinones-Rivera
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: San Juan, PR
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| 17-02640 | 10/28/2019 | Claimant(s): Atul Paun
Claimant Lawyers(s): Atul Paun
Respondent(s): Jeffrey Miller, Jeffrey Tabak, Miller Tabak + Co., Mitchell Securities.
Respondent Lawyers(s): Jeffrey David Miller, Jeffrey Steven Tabak, Thomas S. Mitchell
Arbitrator(s):
Hearing Site: New York, NY
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| 19-00062 | 10/28/2019 | Claimant(s): Alan Brookshire
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Olivia L. Jones
Arbitrator(s): Harvey R. Linder
Hearing Site: Charlotte, NC
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| 19-00289 | 10/28/2019 | Claimant(s): Brian Rener
Claimant Lawyers(s): Audette Paul Morales
Respondent(s): Oppenheimer & Co.., UBS Financial Services Inc.
Respondent Lawyers(s): Igor V. Stadnik, John T. McGuire
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Detroit, MI
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