Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-01977 | 11/01/2019 | Claimant(s): Richard Wesselt Claimant Lawyers(s): Dochtor Kennedy Respondent(s): SA Stone Wealth Management Inc. Respondent Lawyers(s): Craig Hymowitz Arbitrator(s): Louis P. Wagman Hearing Site: Philadelphia, PA | ||
| 18-02164 | 11/01/2019 | Claimant(s): Wells Fargo Advisors Financial Network Claimant Lawyers(s): Thomas B. Lewis Respondent(s): Jamie Nowakowski Respondent Lawyers(s): Dennis C. Carter Arbitrator(s): Patrick R. Westerkamp Hearing Site: Hartford, CT | ||
| 19-00379 | 11/01/2019 | Claimant(s): Christopher Adikwu Claimant Lawyers(s): Joshua B. Kons Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Eric Dowell Arbitrator(s): Marc Kalish, Mary M. O'Neil, Holly A. Hart Hearing Site: Phoenix, AZ | ||
| 19-00812 | 11/01/2019 | Claimant(s): Joseph Nunn Claimant Lawyers(s): Joseph C. Nunn Respondent(s): The Williams Capital Group, L.P. Respondent Lawyers(s): Marc L. Silverman Arbitrator(s): David I. Goldblatt Hearing Site: New York, NY | ||
| 19-01206 | 11/01/2019 | Claimant(s): Mark Elston Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Judy Louie Arbitrator(s): Philip Aaron Tymon Hearing Site: Reno, NV | ||
| 19-01080 | 10/31/2019 | Claimant(s): Benjamin Domingue Claimant Lawyers(s): Michael O'Gara Respondent(s): Edward Jones Respondent Lawyers(s): Darren Goodman Arbitrator(s): Brian James Tagtmeier Hearing Site: New Orleans, LA | ||
| 19-01205 | 10/31/2019 | Claimant(s): Mark Elston Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): Julie Flynn Arbitrator(s): Helen Marinak Blohm Hearing Site: Reno, NV | ||
| 19-01448 | 10/31/2019 | Claimant(s): Joseph Bollinger Claimant Lawyers(s): Brandon M. Taaffe Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Langfred W. White, Stuart K. Furman, Robert E. Graves Hearing Site: Jackson, MS | ||
| 18-03595 | 10/30/2019 | Claimant(s): Peter Volino Claimant Lawyers(s): Edward Hernstadt Respondent(s): Mirae Asset Securities (USA) Inc. Respondent Lawyers(s): Dov Kesselman Arbitrator(s): Elizabeth Gilbert, Angela A. Turiano, Elise I. Strauss Hearing Site: New York, NY | ||
| 19-00984 | 10/30/2019 | Claimant(s): G. Diddel Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Voya Financial Advisors. Respondent Lawyers(s): Christina Z. Vourakis Arbitrator(s): Susan Romano Hearing Site: New York, NY |