Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-00581 | 05/29/2020 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Tracey Salmon-Smith Respondent(s): Nelson Polun Respondent Lawyers(s): Nelson M. Polun Arbitrator(s): Elliot B. Platt Hearing Site: Baltimore, MD | ||
| 19-03699 | 05/28/2020 | Claimant(s): Keith Kepley Claimant Lawyers(s): Russ Ferguson Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Patricia E. Cowart Arbitrator(s): Patricia H. Latham Hearing Site: Charlotte, NC | ||
| 20-00539 | 05/28/2020 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Kip A. Nesmith Respondent(s): David Cavender Respondent Lawyers(s): David Odell Cavender Arbitrator(s): Muriel Desloovere Hearing Site: Nashville, TN | ||
| 19-02515 | 05/27/2020 | Claimant(s): Heather Lewis Claimant Lawyers(s): Trent M Latta Respondent(s): Edward Jones Respondent Lawyers(s): Darren Goodman Arbitrator(s): Joseph C. Roberts, Robert E. Meston, Kenneth James Pedersen Hearing Site: Seattle, WA | ||
| 19-02657 | 05/27/2020 | Claimant(s): Marc Seeherman Claimant Lawyers(s): Benjamin J. Biard Respondent(s): VSR Financial Services. Respondent Lawyers(s): Jeremy Carr Arbitrator(s): Ted M. Rosen Hearing Site: New York, NY | ||
| 19-03133 | 05/27/2020 | Claimant(s): Lisa Detanna Claimant Lawyers(s): Scott Rahn Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Robert M. Rudnicki Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA | ||
| 19-03744 | 05/27/2020 | Claimant(s): Robert Lucarelli Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Thomas M. Madden Hearing Site: Hartford, CT | ||
| 19-02724 | 05/26/2020 | Claimant(s): Thomas Chimirri Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Touchstone Securities. Respondent Lawyers(s): Barry D. Hunter Arbitrator(s): Samuel H. Chorches Hearing Site: Hartford, CT | ||
| 19-02958 | 05/26/2020 | Claimant(s): Chuck Roberts Claimant Lawyers(s): Dochtor Kennedy Respondent(s): M. J. Whitman. Respondent Lawyers(s): Michael Carney Arbitrator(s): Alice E. Winkler Hearing Site: New York, NY | ||
| 19-03020 | 05/26/2020 | Claimant(s): Adam Figueroa Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Richard W. Cutler Hearing Site: New York, NY |