Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-03405 | 07/22/2020 | Claimant(s): Casey Craig Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cambridge Investment Research., MML Investors Services Respondent Lawyers(s): Richard H. Kuhlman, William P. Thornton Arbitrator(s): Jane C. Carney Hearing Site: Washington, DC | ||
| 19-03717 | 07/22/2020 | Claimant(s): Gonzalo Castano Claimant Lawyers(s): Joelle A Simms Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Stuart Rebbish Arbitrator(s): Leslie L. Cooney Hearing Site: Boca Raton, FL | ||
| 19-03287 | 07/21/2020 | Claimant(s): Michael Greenstone Claimant Lawyers(s): Patrick R. Mahoney Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa Gworek Arbitrator(s): Robert E. Anderson Hearing Site: Newark, NJ | ||
| 19-03427 | 07/21/2020 | Claimant(s): Howard Lashner Claimant Lawyers(s): Peter S. Fruin Respondent(s): PFS Investments. Respondent Lawyers(s): Adam M. Weaver Arbitrator(s): Carol H. Gold Hearing Site: Philadelphia, PA | ||
| 19-03570 | 07/21/2020 | Claimant(s): Craig Nelson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Robert E. Jenks Hearing Site: Las Vegas, NV | ||
| 19-03021 | 07/20/2020 | Claimant(s): James Dolan Claimant Lawyers(s): Irwin Weltz Respondent(s): Trident Partners Ltd. Respondent Lawyers(s): Nicholas Scavone Arbitrator(s): Steven C. Kasarda Hearing Site: New York, NY | ||
| 20-00136 | 07/20/2020 | Claimant(s): Christopher Goudey, Michael Squier Claimant Lawyers(s): Paula D. Shaffner Respondent(s): Vanguard Marketing Corporation Respondent Lawyers(s): Ginene A. Lewis Arbitrator(s): Jim Geiger Hearing Site: Philadelphia, PA | ||
| 20-00226 | 07/20/2020 | Claimant(s): Ricardo Eboli-Kodesh Claimant Lawyers(s): Sonia M. Lopez-Del Valle Respondent(s): UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Christopher J. Klein Hearing Site: San Juan, PR | ||
| 19-02764 | 07/17/2020 | Claimant(s): Robert Bragg Claimant Lawyers(s): Michael Bessette Respondent(s): VSR Financial Services. Respondent Lawyers(s): David Feldstein Arbitrator(s): Milton N. Gross Hearing Site: Denver, CO | ||
| 19-03158 | 07/17/2020 | Claimant(s): Christopher Hall Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Michael J. Ahlstrom Hearing Site: Charleston, WV |