| 19-02984 | 08/11/2020 | Claimant(s): Patricia Lopez
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Gregory G. Gocek
Hearing Site: Chicago, IL
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| 20-00045 | 08/11/2020 | Claimant(s): Timothy Pearson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Parkland Securities
Respondent Lawyers(s): Randolph F. Pistor
Arbitrator(s): Terry M Lloyd
Hearing Site: Salt Lake City, UT
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| 20-00573 | 08/11/2020 | Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Jessica Klein
Respondent(s): Gavriel Kandkhorov
Respondent Lawyers(s): Jay L. Hack
Arbitrator(s): Mitchell Regenbogen
Hearing Site: New York, NY
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| 20-00397 | 08/09/2020 | Claimant(s): Josephine Mastilak
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Catherine Stewart
Hearing Site: Pittsburgh, PA
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| 20-00011 | 08/07/2020 | Claimant(s): James Lombardo
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Joseph Gunnar & Co.
Respondent Lawyers(s): John E. Lawlor
Arbitrator(s): Brian John Gallagher
Hearing Site: New York, NY
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| 20-00412 | 08/07/2020 | Claimant(s): Jason Gonter
Claimant Lawyers(s): Peter R. Spirgel
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s):
Hearing Site: Philadelphia, PA
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| 17-00237 | 08/06/2020 | Claimant(s): J.P. Morgan Securities
Claimant Lawyers(s): Eugene Small
Respondent(s): John Uriostegui, Rod Nakamoto
Respondent Lawyers(s): Leonard Steiner
Arbitrator(s): Ronald L. Cameron, Michael M. Hachigian, Marc S. Joseph
Hearing Site: Los Angeles, CA
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| 19-01377 | 08/05/2020 | Claimant(s): Gary Gilbert
Claimant Lawyers(s): F. Chet Taylor
Respondent(s): Capital Financial Services.
Respondent Lawyers(s): Gordon Dihle
Arbitrator(s): Frederick Ramos, Robert Drae Venters, Steven Mark Bell
Hearing Site: Minneapolis, MN
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| 19-03715 | 08/05/2020 | Claimant(s): Gonzalo Castano, Miguel Carrillo
Claimant Lawyers(s): Joelle A. Simms
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Stuart Rebish
Arbitrator(s): Mark A Bilawsky
Hearing Site: Boca Raton, FL
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| 18-03722 | 08/03/2020 | Claimant(s): Kenneth Margolis, Richard Luftig, Castle Placement Group, Castle Placement
Claimant Lawyers(s): James Halter
Respondent(s): Citadel Servicing Corporation
Respondent Lawyers(s): Chetna Vora
Arbitrator(s): Thomas Allan Dubbs, Peter A. Goldman, Ronald Harris Kisner
Hearing Site: New York, NY
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