Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-00639 | 09/21/2020 | Claimant(s): Robert Brewer Claimant Lawyers(s): Kathryn Roe Eldridge Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Robert M. Rudnicki Arbitrator(s): Bill Swinford Hearing Site: Louisville, KY | ||
| 20-00725 | 09/21/2020 | Claimant(s): John Girouard Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cambridge Investment Research. Respondent Lawyers(s): Richard Kuhlman Arbitrator(s): Patricia H. Latham Hearing Site: Washington, DC | ||
| 20-01212 | 09/21/2020 | Claimant(s): David Van Acker, Paul Van Acker Claimant Lawyers(s): Cheryl Shao-Raw Chang Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA | ||
| 19-03814 | 09/18/2020 | Claimant(s): Mark Kopkin Claimant Lawyers(s): J. Michael Bishop Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Robert Rudnicki Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA | ||
| 20-00126 | 09/18/2020 | Claimant(s): Anthony Caravetta Claimant Lawyers(s): Tosh D Grebenik Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Thomas J. Cahill Arbitrator(s): Robert E. Anderson Hearing Site: New York, NY | ||
| 20-00449 | 09/18/2020 | Claimant(s): Frankie Brin Claimant Lawyers(s): Harris Freedman Respondent(s): Voya Financial Advisors. Respondent Lawyers(s): Benjamin J. Biard Arbitrator(s): Gail E. Sasnett Hearing Site: Orlando, FL | ||
| 20-00484 | 09/18/2020 | Claimant(s): John Ohl Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Gleacher & Company Securities. Respondent Lawyers(s): Annis Kwok Arbitrator(s): Howard N. Gorney Hearing Site: Boston, MA | ||
| 20-00623 | 09/18/2020 | Claimant(s): John Wallace Claimant Lawyers(s): Mitra Niknam Respondent(s): Hennion & Walsh. Respondent Lawyers(s): Mitra E. Niknam Arbitrator(s): Louis H Miron Hearing Site: Newark, NJ | ||
| 20-00626 | 09/18/2020 | Claimant(s): Robert Dainard Claimant Lawyers(s): Adam C Pollet Respondent(s): TD Ameritrade. Respondent Lawyers(s): Meaghan M. Gandy Arbitrator(s): David William Hickman, Kenneth James Pedersen, David E. Crowe Hearing Site: Seattle, WA | ||
| 20-00660 | 09/18/2020 | Claimant(s): Daniel Nawrocki Claimant Lawyers(s): John D. Singer Respondent(s): Cowen and Company Respondent Lawyers(s): Ira G. Rosenstein Arbitrator(s): Howard D. Jacob Hearing Site: New York, NY |