Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-01102 | 02/10/2021 | Claimant(s): James Kirwan Claimant Lawyers(s): Harris Freedman Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Mary Margaret Bush Hearing Site: San Francisco, CA | ||
| 16-02122 | 02/09/2021 | Claimant(s): Jefferies LLC Claimant Lawyers(s): Andrew J Shapren Respondent(s): Jason Schoenholtz Respondent Lawyers(s): Denis Kelleher Arbitrator(s): Robert J. Miller, James M. Rhodes, Anna Lascar Hearing Site: New York, NY | ||
| 19-03579 | 02/09/2021 | Claimant(s): Kevin Fretz Claimant Lawyers(s): Robert L. Herskovits Respondent(s): LPL Financial LLC Respondent Lawyers(s): Neil S. Baritz Arbitrator(s): Robert Titus Hearing Site: Hartford, CT | ||
| 20-01296 | 02/09/2021 | Claimant(s): Zachary Brody Claimant Lawyers(s): Brian Kennedy Respondent(s): Pruco Securities. Respondent Lawyers(s): Jennifer E. Novoselsky Arbitrator(s): Joan M. Traub Hearing Site: New York, NY | ||
| 20-01720 | 02/09/2021 | Claimant(s): Wesley Tate Claimant Lawyers(s): Robert L. Herskovits Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Lynn Hirschfeld Brahin Hearing Site: Chicago, IL | ||
| 20-01974 | 02/09/2021 | Claimant(s): Russell Abbott Claimant Lawyers(s): Benjamin Winograd Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Simon M. Levy Arbitrator(s): Laurel Littman Gothelf Hearing Site: San Francisco, CA | ||
| 20-02259 | 02/09/2021 | Claimant(s): Kraig Mickelsen Claimant Lawyers(s): David A. Genelly Respondent(s): Ausdal Financial Partners. Respondent Lawyers(s): Daniel A. Hetzel Arbitrator(s): Lynn Hirschfeld Brahin Hearing Site: Chicago, IL | ||
| 20-02314 | 02/09/2021 | Claimant(s): Christopher Paglia Claimant Lawyers(s): Stephan Louviere Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Annamaria Boccia Smith Hearing Site: Jersey City, NJ | ||
| 18-01288 | 02/08/2021 | Claimant(s): David Romhilt Claimant Lawyers(s): Sandra Lahens Respondent(s): Barclays Capital Inc. Respondent Lawyers(s): Ross E. Firsenbaum Arbitrator(s): Douglas F. Stone, Ivan W. Harper, Michael S. Lazan Hearing Site: New York, NY | ||
| 20-01324 | 02/08/2021 | Claimant(s): Trevor Roberts Claimant Lawyers(s): Dochtor Kennedy Respondent(s): AXA Advisors Respondent Lawyers(s): Kevin W. Brooks Arbitrator(s): William F. Etherington Hearing Site: Richmond, VA |