Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-03652 | 04/13/2021 | Claimant(s): Isidro Miramontes Claimant Lawyers(s): David Harrison Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Elizabeth H. Lindh Arbitrator(s): Robert Rosen Hearing Site: Los Angeles, CA | ||
| 20-01930 | 04/13/2021 | Claimant(s): Ricky Higgins Claimant Lawyers(s): Dochtor Kennedy Respondent(s): ProEquities. Respondent Lawyers(s): Kathryn R. Eldridge Arbitrator(s): Patricia Ann Tracey Hearing Site: Columbia, SC | ||
| 20-02354 | 04/13/2021 | Claimant(s): Anthony Bonanno Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Park Avenue Securities. Respondent Lawyers(s): Kristin L. Wynne Arbitrator(s): Tracy L. Allen Hearing Site: Indianapolis, IN | ||
| 20-02511 | 04/13/2021 | Claimant(s): Beverly Ketel Claimant Lawyers(s): Beverly Marie Ketel Respondent(s): Citizens Securities. Respondent Lawyers(s): Geoffrey W. Millsom Arbitrator(s): Thomas C. Tretter, Linda J. Baer, Edward W. Morris Hearing Site: Manchester, NH | ||
| 20-02560 | 04/13/2021 | Claimant(s): E. Marsh Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Jeffrey Axelrad Hearing Site: Washington, DC | ||
| 20-02724 | 04/13/2021 | Claimant(s): Mark Byelich Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Paul Yarns Arbitrator(s): Guillermo L. Bosch Hearing Site: Philadelphia, PA | ||
| 20-02786 | 04/13/2021 | Claimant(s): Kristopher Flammang Claimant Lawyers(s): Harris Freedman Respondent(s): Securities America. Respondent Lawyers(s): Tyler Schubauer Arbitrator(s): Karl A. Vogeler Hearing Site: Tampa, FL | ||
| 20-03092 | 04/13/2021 | Claimant(s): David Tam Claimant Lawyers(s): Samantha Parrish Respondent(s): Edward Jones Respondent Lawyers(s): Darren Goodman Arbitrator(s): Robert E. Jenks Hearing Site: San Diego, CA | ||
| 20-03132 | 04/13/2021 | Claimant(s): Julia Brufke Wenger Claimant Lawyers(s): Stephan Louviere Respondent(s): Cincinnati Analysts. Respondent Lawyers(s): Mark J. Mahoney Arbitrator(s): Guillermo L. Bosch Hearing Site: Philadelphia, PA | ||
| 20-03206 | 04/13/2021 | Claimant(s): Paul Kiker Claimant Lawyers(s): Stephen D. Councill Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Harry G. Mason, Philip Michael Moran, James R Stewart Hearing Site: Atlanta, GA |