Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02835 | 05/07/2021 | Claimant(s): Mark Picchi Claimant Lawyers(s): Harris Freedman Respondent(s): Securities America. Respondent Lawyers(s): Tyler Schubauer Arbitrator(s): Richard R. Logsdon Hearing Site: Tampa, FL | ||
| 20-02842 | 05/07/2021 | Claimant(s): David Nethery Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Frances Johnson Wright Hearing Site: Dallas, TX | ||
| 19-02729 | 05/06/2021 | Claimant(s): Jeffry Schneider Claimant Lawyers(s): Tosh Grebenik Respondent(s): CIBC World Markets Corp., Axiom Capital Management. Respondent Lawyers(s): Elizabeth R. Aylett, Eric L. Miller Arbitrator(s): Anna Lascar Hearing Site: New York, NY | ||
| 20-00708 | 05/06/2021 | Claimant(s): Stewart Miller Claimant Lawyers(s): Mark S. Pincus Respondent(s): Morgan Stanley Respondent Lawyers(s): Philip J. Campisi Arbitrator(s): Madelon M. Rosenfeld, Steven A. Harris, Neil A. Sussman Hearing Site: New York, NY | ||
| 20-02655 | 05/06/2021 | Claimant(s): Everett Weinberger Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Jay Alan Kranis Hearing Site: New York, NY | ||
| 20-02711 | 05/06/2021 | Claimant(s): Joel Goodhart Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Parkland Securities Respondent Lawyers(s): Felesha Valdez-Parenti Arbitrator(s): Thomas Benjamin Salzer Hearing Site: Philadelphia, PA | ||
| 20-02926 | 05/06/2021 | Claimant(s): Joseph Quartucci Claimant Lawyers(s): Dochtor Kennedy Respondent(s): National Planning Corporation Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX | ||
| 20-03307 | 05/06/2021 | Claimant(s): Matthew Davies Claimant Lawyers(s): Robert D. Mitchell Respondent(s): Vanguard Marketing Corporation Respondent Lawyers(s): Kenneth J. Turnbull Arbitrator(s): Merton E. Marks, Walter Steven Schwartz, John Josef Kazanjian Hearing Site: Phoenix, AZ | ||
| 20-03443 | 05/06/2021 | Claimant(s): Roger Engemoen Claimant Lawyers(s): Jessica J. Mannon Respondent(s): Samco Capital Markets. Respondent Lawyers(s): Joel B. Bailey Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX | ||
| 21-00154 | 05/06/2021 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): David J Sensenig Respondent(s): STEPHEN BONE Respondent Lawyers(s): Stephen Alan Bone Arbitrator(s): Muriel Desloovere Hearing Site: Memphis, TN |