Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-00953 | 10/26/2021 | Claimant(s): Xavier Aguayo Diaz Claimant Lawyers(s): Linette Figueroa-Torres Respondent(s): UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR | ||
| 21-01136 | 10/26/2021 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): John W. Joyce Respondent(s): Atif Mughal Respondent Lawyers(s): Atif Iqbal Mughal Arbitrator(s): Douglas Wade Carvell Hearing Site: Dallas, TX | ||
| 21-01174 | 10/26/2021 | Claimant(s): TD Ameritrade. Claimant Lawyers(s): Michael R. Greco Respondent(s): Konstantinos Pagiazitis Respondent Lawyers(s): Matthew C. Plant Arbitrator(s): Howard J. Stiefel Hearing Site: New York, NY | ||
| 21-00306 | 10/25/2021 | Claimant(s): Sofia Ward Claimant Lawyers(s): Stephan Louviere Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Ellyn S. Roth Hearing Site: New York, NY | ||
| 19-03185 | 10/22/2021 | Claimant(s): Bill Rizos Claimant Lawyers(s): Laurence Landsman Respondent(s): U.S. Bancorp Investments. Respondent Lawyers(s): David E. Morrison Arbitrator(s): Michael S. Matek, Stuart D. Summers, Daniel Baruch Lidawer Hearing Site: Chicago, IL | ||
| 20-03181 | 10/22/2021 | Claimant(s): Timothy Longo Claimant Lawyers(s): Thomas McEvoy Respondent(s): Morgan Stanley DW Inc., American Capital Partners Respondent Lawyers(s): Jeremy S. Winer, John Gardini Arbitrator(s): Josian Antoine Hearing Site: New York, NY | ||
| 21-00133 | 10/22/2021 | Claimant(s): James Atwood Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): David Wertz Ellis Hearing Site: Boston, MA | ||
| 21-00299 | 10/22/2021 | Claimant(s): Paul Hulen Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan Hackbarth Arbitrator(s): Julius Z. Frager Hearing Site: St. Louis, MO | ||
| 21-00900 | 10/22/2021 | Claimant(s): Adam Lampe Claimant Lawyers(s): Stephan Louviere Respondent(s): Proequities. Respondent Lawyers(s): Jennifer M. Moore Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX | ||
| 21-01145 | 10/22/2021 | Claimant(s): Tyler Maddox Claimant Lawyers(s): Mark E. Maddox Respondent(s): The Huntington Investment Company Respondent Lawyers(s): Elizabeth M. Hill Arbitrator(s): Sherrill Wm Colvin, John L. Krauss, David Joseph Remondini Hearing Site: Indianapolis, IN |