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FINRA Awards for Xavier Aguayo Diaz

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0162103/20/2024Claimant(s): Xavier Aguayo Diaz
Claimant Lawyers(s): Russell Del Toro Parra
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Christopher J. Klein
Hearing Site: San Juan, PR
21-0095201/26/2022Claimant(s): Xavier Aguayo Diaz
Claimant Lawyers(s): Russell Del Toro Parra, III
Respondent(s): UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Louis David Huss
Hearing Site: San Juan, PR
21-0095310/26/2021Claimant(s): Xavier Aguayo Diaz
Claimant Lawyers(s): Linette Figueroa-Torres
Respondent(s): UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Louis David Huss
Hearing Site: San Juan, PR
20-0323707/02/2021Claimant(s): Xavier Aguayo Diaz
Claimant Lawyers(s): Linette Figueroa-Torres
Respondent(s): UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Rey F. Medina-Velez
Arbitrator(s): Louis David Huss
Hearing Site: San Juan, PR
19-0058908/23/2019Claimant(s): Xavier Aguayo Diaz
Claimant Lawyers(s): Linette Figueroa-Torres
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Roberto Quinones Rivera
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: San Juan, PR

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