21-02954 | 09/23/2022 | Claimant(s): Tara Schutz Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Abigail Elrod Arbitrator(s): Maya Steinitz Hearing Site: Chicago, IL
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22-00114 | 09/23/2022 | Claimant(s): Gregory Crance Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Oneamerica Securities., Principal Securities. Respondent Lawyers(s): Kathryn Roe Eldridge Arbitrator(s): Mollie Wagner Neal Hearing Site: Birmingham, AL
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21-02061 | 09/22/2022 | Claimant(s): Sandra Edwards Claimant Lawyers(s): Dochtor Kennedy Respondent(s): A. G. Edwards & Sons. Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): James C. Hoover Hearing Site: Atlanta, GA
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21-02367 | 09/22/2022 | Claimant(s): Kestra Financial., Kestra Investment Services Claimant Lawyers(s): Richard D'Amura Respondent(s): Allen Hegener Respondent Lawyers(s): Allen John Hegener Arbitrator(s): Mimi B. Osiason Hearing Site: Tampa, FL
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22-00023 | 09/22/2022 | Claimant(s): Trawnegan Gall Claimant Lawyers(s): Zachary Morse Respondent(s): Sandlapper Securities Respondent Lawyers(s): Trevor Gordon Arbitrator(s): Nicholas J. Caputo, Benjamin F. Breslauer, Noel Harvey Applebaum Hearing Site: Los Angeles, CA
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21-02187 | 09/21/2022 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Thomas K. Potter Respondent(s): Jeffery Bickel Respondent Lawyers(s): William Carlisle Arbitrator(s): Michael J. Ahlstrom, J.G. Long, Sylloris Lampkin Hearing Site: Atlanta, GA
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21-02469 | 09/21/2022 | Claimant(s): Guy Deemer Claimant Lawyers(s): Brian Luther Respondent(s): Oppenheimer & Co.., Stifel, Nicolaus & Co.. Respondent Lawyers(s): John T. McGuire, Lauren Beekman Arbitrator(s): Richard W. Dissen, John J. Neely, David Michael Stabile Hearing Site: Pittsburgh, PA
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22-00285 | 09/21/2022 | Claimant(s): John Husby Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): Cuna Brokerage Services. Respondent Lawyers(s): Jennifer G. Chawla Arbitrator(s): Bill Lamoreaux, Linda B. Kelly, Michael Wayne Johnston Hearing Site: Dallas, TX
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21-01725 | 09/20/2022 | Claimant(s): Samantha Beverley Claimant Lawyers(s): Samantha Brandon Beverley Respondent(s): Carlo Marano, Gerald Mirra Respondent Lawyers(s): Christopher A. Smith, Timothy P. Coon Arbitrator(s): Lise Gabrielle Hunter, Joseph F. Kelley, Jean Helen McMahon Hearing Site: New York, NY
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22-00642 | 09/20/2022 | Claimant(s): James Ugobono Claimant Lawyers(s): Roberto C. Quinones-Rivera Respondent(s): Santander Securities LLC Respondent Lawyers(s): Sara L. Velez Santiago Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR
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