| 22-00764 | 11/16/2022 | Claimant(s): Ralph Giansanti
Claimant Lawyers(s): Richard Slavin
Respondent(s): Harvest Capital LLC
Respondent Lawyers(s): Ralph Giansanti
Arbitrator(s): John J. Mager, Richard Hallett Nichol, Jud Perkins
Hearing Site: Hartford, CT
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| 22-00981 | 11/16/2022 | Claimant(s): Manuel Melendez
Claimant Lawyers(s): Roberto C. Quinones
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey Medina
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: San Juan, PR
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| 22-01006 | 11/16/2022 | Claimant(s): Sangeeta Singh
Claimant Lawyers(s): Sangeeta D Singh
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Valerie Holder
Arbitrator(s): Shawn Ridgell
Hearing Site: San Francisco, CA
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| 20-00670 | 11/15/2022 | Claimant(s): Christopher Burns
Claimant Lawyers(s): John David Singer
Respondent(s): Capital One Securities.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Joshua Mark Zucker, Steven Gary Leventhal, Michael David Blechman
Hearing Site: New York, NY
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| 22-00940 | 11/15/2022 | Claimant(s): Anthony Vito
Claimant Lawyers(s): Brian Luther
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Laura A. Pizzitola
Arbitrator(s): Arne R. Rode
Hearing Site: Chicago, IL
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| 21-00186 | 11/11/2022 | Claimant(s): Gabriel Antuna
Claimant Lawyers(s): Gabriel Fischbarg
Respondent(s): Andrew Garrett.
Respondent Lawyers(s): Barry M. Bordetsky
Arbitrator(s): Richard W. Vallario, Elizabeth Gilbert, Joan Ellen Hoffman
Hearing Site: New York, NY
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| 22-01364 | 11/11/2022 | Claimant(s): Frank Metzke
Claimant Lawyers(s): Thomas J. Cahill
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Scott R. Koch
Arbitrator(s): Morton S. Bunis
Hearing Site: New York, NY
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| 21-02981 | 11/10/2022 | Claimant(s): NewBridge Securities Corp.
Claimant Lawyers(s): George F. Meierhofer
Respondent(s): Kevin Doyle
Respondent Lawyers(s): Joseph F. Keenan
Arbitrator(s): Rory M. McLaughlin
Hearing Site: New York, NY
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| 20-03652 | 11/09/2022 | Claimant(s): Intellivest Securities.
Claimant Lawyers(s): Daniel H. Kolber
Respondent(s): Gratitude Management LLC, The Builders Fund
Respondent Lawyers(s): John J. Siciliano
Arbitrator(s): David Paul Clark, Julie K. Chapin, Richard Pearce Moultrie
Hearing Site: Wilmington, DE
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| 22-00321 | 11/09/2022 | Claimant(s): Larry Tolbert
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): FSC Securities Corporation, Sagepoint Financial., MSI Financial Services.
Respondent Lawyers(s): James V. Noblett, Martin Harris
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Memphis, TN
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