22-01273 | 03/14/2023 | Claimant(s): Joseph Mrozienski Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Lincoln Financial Distributors. Respondent Lawyers(s): Michael W. Arnold Arbitrator(s): Thomas Benjamin Salzer Hearing Site: Syracuse, NY
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22-02170 | 03/13/2023 | Claimant(s): Francisco Landivar Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR
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22-02103 | 03/13/2023 | Claimant(s): Ernest Musgrave Claimant Lawyers(s): Roberto C. Quinones-Rivera Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina-Velez Arbitrator(s): Christopher J. Klein Hearing Site: San Juan, PR
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22-02455 | 03/10/2023 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Sara Soto Respondent(s): Michael Boring Respondent Lawyers(s): Michael Miller Boring Arbitrator(s): Julian F. Santos Hearing Site: Wilmington, DE
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20-03924 | 03/10/2023 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing Claimant Lawyers(s): Tracy L. Gerber Respondent(s): Ryan Hyslop Respondent Lawyers(s): Brandon S. Reif Arbitrator(s): Charles Chia-Lin Hsieh Hearing Site: San Diego, CA
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22-00707 | 03/09/2023 | Claimant(s): Laura Chao Claimant Lawyers(s): Harris Freedman Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Edith N. Dinneen Hearing Site: Los Angeles, CA
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22-02175 | 03/09/2023 | Claimant(s): Andrew Johnsen Claimant Lawyers(s): Stephan Louviere Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX
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22-01244 | 03/09/2023 | Claimant(s): Kelley Slaught Claimant Lawyers(s): Audette Paul Morales Respondent(s): Centaurus Financial. Respondent Lawyers(s): Michael West Arbitrator(s): Neil S. Jasper Hearing Site: Los Angeles, CA
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19-02158 | 03/08/2023 | Claimant(s): Jefferies LLC Claimant Lawyers(s): Andrew J. Shapren Respondent(s): Patrick McCarthy Respondent Lawyers(s): Pearl Zuchlewski Arbitrator(s): Bernard A. Kesselman, Elizabeth Gilbert, William A. Rome Hearing Site: New York, NY
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20-03838 | 03/08/2023 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing Claimant Lawyers(s): Bruce Lewitas Respondent(s): Antoine Souma Respondent Lawyers(s): Jeffrey K. Riffer Arbitrator(s): Robert D. Sussin, Michael Craig Ditty, Elisabeth Celeste Camaur Crampton Hearing Site: Los Angeles, CA
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