| 22-01273 | 03/14/2023 | Claimant(s): Joseph Mrozienski
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Lincoln Financial Distributors.
Respondent Lawyers(s): Michael W. Arnold
Arbitrator(s): Thomas Benjamin Salzer
Hearing Site: Syracuse, NY
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| 22-02170 | 03/13/2023 | Claimant(s): Francisco Landivar
Claimant Lawyers(s): Roberto C. Quinones
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: San Juan, PR
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| 22-02103 | 03/13/2023 | Claimant(s): Ernest Musgrave
Claimant Lawyers(s): Roberto C. Quinones-Rivera
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina-Velez
Arbitrator(s): Christopher J. Klein
Hearing Site: San Juan, PR
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| 22-02455 | 03/10/2023 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Sara Soto
Respondent(s): Michael Boring
Respondent Lawyers(s): Michael Miller Boring
Arbitrator(s): Julian F. Santos
Hearing Site: Wilmington, DE
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| 20-03924 | 03/10/2023 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing
Claimant Lawyers(s): Tracy L. Gerber
Respondent(s): Ryan Hyslop
Respondent Lawyers(s): Brandon S. Reif
Arbitrator(s): Charles Chia-Lin Hsieh
Hearing Site: San Diego, CA
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| 22-00707 | 03/09/2023 | Claimant(s): Laura Chao
Claimant Lawyers(s): Harris Freedman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Edith N. Dinneen
Hearing Site: Los Angeles, CA
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| 22-02175 | 03/09/2023 | Claimant(s): Andrew Johnsen
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): David A. Schuler
Hearing Site: Dallas, TX
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| 22-01244 | 03/09/2023 | Claimant(s): Kelley Slaught
Claimant Lawyers(s): Audette Paul Morales
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): Michael West
Arbitrator(s): Neil S. Jasper
Hearing Site: Los Angeles, CA
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| 19-02158 | 03/08/2023 | Claimant(s): Jefferies LLC
Claimant Lawyers(s): Andrew J. Shapren
Respondent(s): Patrick McCarthy
Respondent Lawyers(s): Pearl Zuchlewski
Arbitrator(s): Bernard A. Kesselman, Elizabeth Gilbert, William A. Rome
Hearing Site: New York, NY
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| 20-03838 | 03/08/2023 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing
Claimant Lawyers(s): Bruce Lewitas
Respondent(s): Antoine Souma
Respondent Lawyers(s): Jeffrey K. Riffer
Arbitrator(s): Robert D. Sussin, Michael Craig Ditty, Elisabeth Celeste Camaur Crampton
Hearing Site: Los Angeles, CA
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