| 21-02283 | 05/12/2023 | Claimant(s): Unbnd Group Pty LTD.
Claimant Lawyers(s): Rex A. Mann
Respondent(s): Park Lane IBS, Stonehaven
Respondent Lawyers(s): Michael D. Kibler
Arbitrator(s): Eva H. Posman, Elliot Schnapp, Vincent Louis
Hearing Site: New York, NY
| | |
| 22-01685 | 05/12/2023 | Claimant(s): Allan Babaian
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): National Securities Corporation, Joseph Stone Capital L.L.C.
Respondent Lawyers(s): Damian Maggio, Emily A. Hayes
Arbitrator(s): George G. Kurschner, David I. Stern, Philip Lindsay Bullen
Hearing Site: Boca Raton, FL
| | |
| 22-01920 | 05/12/2023 | Claimant(s): Andrew Massaro
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Anthony Marchese, Susan Romano, Glenn Ravenell
Hearing Site: New York, NY
| | |
| 23-00021 | 05/11/2023 | Claimant(s): Spartan Capital Securities
Claimant Lawyers(s): Robert Fitzpatrick
Respondent(s): Dennis Hanrahan
Respondent Lawyers(s): Dennis Christopher Hanrahan
Arbitrator(s): James M. Rhodes
Hearing Site: New York, NY
| | |
| 22-02171 | 05/11/2023 | Claimant(s): Francisco Landivar
Claimant Lawyers(s): Roberto C. Quinones
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Gerald Silverman
Hearing Site: San Juan, PR
| | |
| 22-01909 | 05/11/2023 | Claimant(s): Jose Chaves
Claimant Lawyers(s): Russell Del Toro Parra
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: San Juan, PR
| | |
| 22-01819 | 05/11/2023 | Claimant(s): Patrick Lowe
Claimant Lawyers(s): Robert Jay Moses
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Kathleen Salvaty
Arbitrator(s): Anita Rae Shapiro
Hearing Site: Los Angeles, CA
| | |
| 22-00341 | 05/11/2023 | Claimant(s): Hilltop Securities Inc.
Claimant Lawyers(s): Andrew P. Shelby
Respondent(s): Daniel Heidkamp, Mark Ritchie, Patrick Tierney, Colliers Securities LLC
Respondent Lawyers(s): Michael D. Lee
Arbitrator(s): Theodore W. Wrobleski, Lawrence W. Arness, Kristi Lynn Nelson
Hearing Site: Chicago, IL
| | |
| 22-00822 | 05/11/2023 | Claimant(s): Troy Goldberg
Claimant Lawyers(s): Zachary Morse
Respondent(s): Monroe Parker Securities., National Securities Corporation, NewBridge Securities Corp., Fin-Atlantic Securities.
Respondent Lawyers(s): Alan Lipsky, Emily A. Hayes, Jerry E. Surman, Zachary Hayes-Macaluso
Arbitrator(s): Steven N. Ainbinder
Hearing Site: Boca Raton, FL
| | |
| 22-02743 | 05/11/2023 | Claimant(s): John Azzara
Claimant Lawyers(s): Grant Lally
Respondent(s): BNP Paribas Securities Corp.
Respondent Lawyers(s): Daryl Leon
Arbitrator(s): Evdokia Sofos
Hearing Site: New York, NY
| | |
