| 07-00497 | 01/18/2008 | Claimant(s): Bonnie Roth, Connie Roth
Claimant Lawyers(s): Dexter B. Johnson, William P. Tedards
Respondent(s): Daniel Coyne, Deborah Dudek, Richard Steffen, Tamera Montagna, American Family Securities
Respondent Lawyers(s): James P. DeNardo
Arbitrator(s): David H. White, Jack J. Herman, Ralph O. Bolt
Hearing Site: Chicago, IL
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| 07-01501 | 01/18/2008 | Claimant(s): Daniel Harris
Claimant Lawyers(s): Michael Kalmus
Respondent(s): Granite Securities
Respondent Lawyers(s): Douglas Didominica
Arbitrator(s): Mark D. Quinn
Hearing Site: New York, NY
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| 07-02307 | 01/18/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Tejal N. Shah
Respondent(s): Latrice Berry
Respondent Lawyers(s): Latrice Berry
Arbitrator(s): Joseph F. Pittelli
Hearing Site: Wilmington, DE
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| 06-03220 | 01/17/2008 | Claimant(s): Maria Tsalis
Claimant Lawyers(s): Joseph A. Golden
Respondent(s): Ameriprise Advisor Services.
Respondent Lawyers(s): Robert M. Vercruysse
Arbitrator(s): Barry Goldman, Benjamin A. Kerner, Veronique M. Liem
Hearing Site: Detroit, MI
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| 06-00684 | 01/16/2008 | Claimant(s): Ronald Hughes
Claimant Lawyers(s): Rodney J. Heggy
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Robin D. Fessel
Arbitrator(s): Howard S. Levine, T. Scott Watkins, Henry W. Grady
Hearing Site: Atlanta, GA
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| 07-01636 | 01/16/2008 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Bruce Cooke
Respondent Lawyers(s): John F. Marsini
Arbitrator(s): Allen B. Lang
Hearing Site: Philadelphia, PA
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| 07-02559 | 01/16/2008 | Claimant(s): Gary Fitzer
Claimant Lawyers(s): Gary A. Fitzer
Respondent(s): Douglas Hill, James Weddle, John Bachmann, Merry Mosbacher, Paul Weise, Edward Jones, Hartford Equity Sales Company., Hartford Investment Financial Services, Hartford Securities Distribution Co.
Respondent Lawyers(s): Jennifer M. Blunt, Stephen B. Gillman
Arbitrator(s): Lynne T. Albert, John A. Baynes, Shelly-Ann Natasha Eweka
Hearing Site: Charlotte, NC
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| 05-01525 | 01/15/2008 | Claimant(s): Casimir Capital L.P.
Claimant Lawyers(s): Richard J. Scharlat
Respondent(s): Anthony Miller
Respondent Lawyers(s): Anthony M. Miller
Arbitrator(s): Martin Jay Siegel, Linda Ashley, William Gerasimos Germenis
Hearing Site: New York, NY
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| 05-05856 | 01/15/2008 | Claimant(s): Advest.
Claimant Lawyers(s): Michael J. Fortunato
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Katherine C. Helzer
Arbitrator(s): William J. Crowe, Vicki Z. Holleman, Richard S. Peskin
Hearing Site: New York, NY
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| 07-02053 | 01/15/2008 | Claimant(s): Libucki and Company
Claimant Lawyers(s): Debra G. Speyer
Respondent(s): PennMont Securities
Respondent Lawyers(s): Richard B. Feinberg
Arbitrator(s): Howard B. Scherer
Hearing Site: Philadelphia, PA
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