| 22-02074 | 05/23/2023 | Claimant(s): Jason Hawke
Claimant Lawyers(s): Jennifer Poole Farrar
Respondent(s): LPL Financial LLC, J. P. Turner & Company LLC
Respondent Lawyers(s): David Feldstein, Kelsey Vasko
Arbitrator(s): Daniel M. Yamshon
Hearing Site: Boise, ID
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| 22-02256 | 05/23/2023 | Claimant(s): Martin Petela
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Buckman, Buckman & Reid., Windsor Street Capital
Respondent Lawyers(s): John W. Stalanski, John Murphy
Arbitrator(s): Richard W. Vallario, Steven Gary Leventhal, Samuel A. Pilcer
Hearing Site: New York, NY
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| 23-00356 | 05/23/2023 | Claimant(s): Morgan Stanley, Morgan Stanley FA Notes Holdings LLC
Claimant Lawyers(s): Erin Friel Elmore
Respondent(s): Ramon Perez
Respondent Lawyers(s): Ramon Paul Perez
Arbitrator(s): Lynne M. Gomez
Hearing Site: Houston, TX
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| 22-01938 | 05/23/2023 | Claimant(s): Henry Krich
Claimant Lawyers(s): Craig Stein
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffery D. Rodgers, Jr.
Arbitrator(s): Steven N. Ainbinder, Will Murphy, Carl Joseph Domino
Hearing Site: Boca Raton, FL
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| 22-02519 | 05/23/2023 | Claimant(s): Isaac Schlesinger, Isaac Schlesinger Roth IRA
Claimant Lawyers(s): Isaac Schlesinger
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Robert Elliot Harrison
Hearing Site: New York, NY
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| 22-01684 | 05/22/2023 | Claimant(s): J.P. Morgan Securities
Claimant Lawyers(s): Leonard Weintraub
Respondent(s): Matthew Reynolds
Respondent Lawyers(s): John S. Monical
Arbitrator(s): Alexis Anne Washa, Matthew D Arbit, Matthew Lane
Hearing Site: Chicago, IL
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| 22-01993 | 05/22/2023 | Claimant(s): Peter Mirenda
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Joseph Stone Capital L.L.C., J. P. Turner & Company LLC, First Midwest Securities., North American Clearing.
Respondent Lawyers(s): Benjamin J. Biard, Damian Maggio, Kelly Sutton, Sandi Farr
Arbitrator(s): Warren A. Forest, Mauricio Arcadier, Shameeka E. Quallo
Hearing Site: Orlando, FL
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| 22-02205 | 05/22/2023 | Claimant(s): Sonia Pou Monagas
Claimant Lawyers(s): Roberto C Quinones
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina-Velez
Arbitrator(s): Louis David Huss
Hearing Site: San Juan, PR
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| 20-01655 | 05/22/2023 | Claimant(s): Matthew Mooney, Williams Trading LLC
Claimant Lawyers(s): Dale G. Mullen, Matthew Brian Mooney
Respondent(s): Tourmaline Partners
Respondent Lawyers(s): Julia M. Jordan
Arbitrator(s): William James Pantele, Arthur B. O'Connell, JoAnne Lewis Nolte
Hearing Site: Richmond, VA
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| 22-02339 | 05/19/2023 | Claimant(s): Earl Marquardt
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Eleonora Yonge
Arbitrator(s): Leon Fox
Hearing Site: Milwaukee, WI
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