| 22-02220 | 07/18/2023 | Claimant(s): Sonia Pou Monagas
Claimant Lawyers(s): Roberto C. Quinones-Rivera
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina-Velez
Arbitrator(s): Christopher J. Klein
Hearing Site: San Juan, PR
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| 22-02500 | 07/17/2023 | Claimant(s): Louise Fallica
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): American Portfolios Financial Srvs.
Respondent Lawyers(s): Craig Vollono
Arbitrator(s): Howard L. Sobel
Hearing Site: New York, NY
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| 22-01905 | 07/14/2023 | Claimant(s): Emilio Disanluciano
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): J. P. Turner & Company LLC, Felix Investments LLC, Sands Brothers & Co., Ltd.
Respondent Lawyers(s): David Feldstein, Gail Fanelli, John V. Bivona
Arbitrator(s): Brian John Gallagher
Hearing Site: New York, NY
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| 22-02597 | 07/14/2023 | Claimant(s): Hemant Kathuria
Claimant Lawyers(s): Kurt Kalberer
Respondent(s): A.G.P. / Alliance Global Partners
Respondent Lawyers(s): John Venezia
Arbitrator(s): Constance Ellen Boukidis
Hearing Site: Los Angeles, CA
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| 23-00016 | 07/13/2023 | Claimant(s): Spartan Capital Securities
Claimant Lawyers(s): Robert Fitzpatrick
Respondent(s): Ahmad Maklouf
Respondent Lawyers(s): Michael C. Farkas
Arbitrator(s): Denise L. Quarles
Hearing Site: New York, NY
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| 22-02941 | 07/11/2023 | Claimant(s): William Mitchell
Claimant Lawyers(s): Nathan W. Lamb
Respondent(s): Transamerica Financial Advisors.
Respondent Lawyers(s): Susan D. Duff
Arbitrator(s): Robert David Epstein
Hearing Site: Cincinnati, OH
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| 22-02599 | 07/11/2023 | Claimant(s): Miguel Hernandez
Claimant Lawyers(s): Roberto C. Quinones
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: San Juan, PR
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| 22-02478 | 07/11/2023 | Claimant(s): Michael Vetere
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): Ameritas Investment Corp.
Respondent Lawyers(s): Andrea D. Snowden
Arbitrator(s): Veronica Ann Williams
Hearing Site: Jersey City, NJ
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| 22-02369 | 07/10/2023 | Claimant(s): Christopher Hagen
Claimant Lawyers(s): Joel M. Everest
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Laura Ruiz Rivera
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Birmingham, AL
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| 22-02755 | 07/10/2023 | Claimant(s): Thomas Casolaro
Claimant Lawyers(s): Zachary T. Hayes-Macaluso
Respondent(s): NewBridge Securities Corp.
Respondent Lawyers(s): G. Robert Abrams
Arbitrator(s): Robert G. Falbisaner
Hearing Site: Boca Raton, FL
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