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FINRA Awards for William Mitchell

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0294107/11/2023Claimant(s): William Mitchell
Claimant Lawyers(s): Nathan W. Lamb
Respondent(s): Transamerica Financial Advisors.
Respondent Lawyers(s): Susan D. Duff
Arbitrator(s): Robert David Epstein
Hearing Site: Cincinnati, OH

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