06-03243 | 12/23/2008 | Claimant(s): Planco Financial Services. Claimant Lawyers(s): Mark T. Boonstra Respondent(s): Sarah Habitz, Sean Ritchlin Respondent Lawyers(s): Eric S. Richards Arbitrator(s): Mark L. Kowalsky, Burton L. Ansell, William P. Thorpe Hearing Site: Detroit, MI
| | |
08-00921 | 12/23/2008 | Claimant(s): James Derosa Claimant Lawyers(s): Edward F. Broderick Respondent(s): Tiaa-Cref Individual & Institutional Ser Respondent Lawyers(s): J. Michael Riordan Arbitrator(s): Richard W Berenger, Madelyn A. Levy, Karl Bosch Hearing Site: New York, NY
| | |
08-00948 | 12/23/2008 | Claimant(s): Woodbury Financial Services. Claimant Lawyers(s): Jeffrey D. Hedlund Respondent(s): Mark Islas, Mayra Angulo Respondent Lawyers(s): Bruce R. Heurlin Arbitrator(s): Victor B. Taube, Gary L. Freeman, Ralph H. Martin Hearing Site: Phoenix, AZ
| | |
08-01785 | 12/23/2008 | Claimant(s): CCO Investment Services Corp. Claimant Lawyers(s): David M. Belcher Respondent(s): Kenneth Cusse Respondent Lawyers(s): Kenneth L. Cusse Arbitrator(s): Frank C. Fogl, David L. Hoffberg, Catherine Grantier Cooley Hearing Site: Buffalo, NY
| | |
08-01936 | 12/23/2008 | Claimant(s): Dale Wright Claimant Lawyers(s): Gerry Kowalski Respondent(s): Joan Eades Respondent Lawyers(s): Joan G. Eades Arbitrator(s): Robert Charkovsky, Michael P. Falzone, Lawrence M. Barnes Hearing Site: Richmond, VA
| | Expungement |
07-01395 | 12/19/2008 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Diane C. Fischer Respondent(s): David Thomas Respondent Lawyers(s): John A. Bender Arbitrator(s): Michael R. Scott, Lawrence E. Little, Kay A. Johnson, CRCP Hearing Site: Seattle, WA
| | |
08-00007 | 12/19/2008 | Claimant(s): Patricia Sharp Claimant Lawyers(s): Patricia M. Sharp Respondent(s): Charles Rappold, Gregory Brennan, B-Trade Services LLC Respondent Lawyers(s): James H. Forte Arbitrator(s): Roger M. Deitz, Sandra Gale Behrle, Farrell C. Glasser Hearing Site: New York, NY
| | |
08-00805 | 12/19/2008 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Renan I. Sugarman Respondent(s): Robert Berry Respondent Lawyers(s): Christopher M. Devito Arbitrator(s): David J. Capriotti Hearing Site: Cleveland, OH
| | |
08-00980 | 12/19/2008 | Claimant(s): Eddie Miller Claimant Lawyers(s): Kenneth W. Scott Respondent(s): Donna Haynes, James Popp, Sally Weinkam, Susan Meyers, PNC Investments Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Lawrence Reginald Wagner, Gary P. Price, Jan M. West Hearing Site: Cincinnati, OH
| | |
07-02484 | 12/18/2008 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Stephan Day Respondent Lawyers(s): Stephan T. Day Arbitrator(s): Sidney L. Sussman, David P. McDuffee, Kenneth B. Orenbach Hearing Site: Charlotte, NC
| | |