08-02407 | 03/12/2009 | Claimant(s): The Jeffrey Matthews Financial Group LLC Claimant Lawyers(s): Kenneth A. Elan Respondent(s): Benjamin Miceli Respondent Lawyers(s): Ronald J. Ricci Arbitrator(s): Craig Scott Bartlett, Theodore Moreines, Richard H. Hoenig Hearing Site: Newark, NJ
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07-02250 | 03/11/2009 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Jonathan E. Levine Respondent(s): John Kendall Respondent Lawyers(s): Ronald Weil Arbitrator(s): John M. Eadie, Doug Campbell, Tom Cameron Hearing Site: Boca Raton, FL
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08-00184 | 03/11/2009 | Claimant(s): George Wolfgang, Est. of George J. Wolgang by Linda Meyer Claimant Lawyers(s): Peter S. Pearlman Respondent(s): Leslie Shenkler Respondent Lawyers(s): Leslie M. Greenspan Arbitrator(s): Garrett J. Dombrowski, Anthony P. Connolly, Edith M. Novack Hearing Site: Newark, NJ
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08-03000 | 03/11/2009 | Claimant(s): Andrew Tressler, Anthony Graziano, Derek Rehill, Todd Aitken, NoCoa Corporation Claimant Lawyers(s): Andrew Tressler, Anthony Graziano, Derek Rehill, Nocoa Corporation, Todd Aitken Respondent(s): David Carter Respondent Lawyers(s): DAVID I CARTER Arbitrator(s): John A. Astorina Hearing Site: New York, NY
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07-00345 | 03/10/2009 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Warren Rockmacher Respondent Lawyers(s): Warren M. Rockmacher Arbitrator(s): Mark D. Quinn, Charles L. Henderson, Allan N. Taffet Hearing Site: New York, NY
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08-00620 | 03/10/2009 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Diane C. Fischer Respondent(s): John Kopeck Respondent Lawyers(s): Susan M. Guerette Arbitrator(s): John B. Glueckert, Patrick J. Burley, Stanley Kenneth Evans Hearing Site: Cincinnati, OH
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07-00664 | 03/09/2009 | Claimant(s): Uzo Chima Claimant Lawyers(s): Janet K. DeCosta Respondent(s): Suntrust Investment Services. Respondent Lawyers(s): Jeffrey W. Willis Arbitrator(s): E. William Pastor, Gerald B. Marcovsky, Judith A. Ashley Hearing Site: Baltimore, MD
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08-00476 | 03/05/2009 | Claimant(s): Eileen Valentino-Condon Claimant Lawyers(s): Brett D. Sherman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Douglas H. Wigdor Arbitrator(s): Carol E. Weir, Saul Scheier, Mae A. Brudner Hearing Site: New York, NY
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08-01092 | 03/05/2009 | Claimant(s): John Saldutte Claimant Lawyers(s): David G. Bray Respondent(s): Questar Capital Corporation Respondent Lawyers(s): Margaret Goetze Arbitrator(s): Marc Kalish, Peter Joseph Kalman, David F. Sargent Hearing Site: Phoenix, AZ
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07-03282 | 03/03/2009 | Claimant(s): Joseph Stevens & Company. Claimant Lawyers(s): Seth Huberman Respondent(s): Henry Sanabria, John Sideris, Joseph Blocken, Louis Scalise, Mark Dalcollo, Renatto Cornejo, Thomas Gallagher, Vincent Trapozzano Respondent Lawyers(s): Henry Sanabria, John Chris Sideris, Joseph Blocken, Louis Peter Scalise, Mark Dalcollo, Renatto Antonino Cornejo, Thomas Ranger Gallagher, Vincent Manuel Trapozzano Arbitrator(s): Daniel B. Berkson, Jeffrey F. Friedman, Mark A. Egert Hearing Site: New York, NY
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