09-02071 | 10/16/2009 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Renan I. Sugarman Respondent(s): Lawrence Mcintosh Respondent Lawyers(s): Lawrence Clyde Mcintosh Arbitrator(s): James G. Cooper, Eli Bensky, Dale A. Hearn Hearing Site: Houston, TX
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07-03283 | 10/15/2009 | Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Michael R. Greco Respondent(s): Eric Dunavant Respondent Lawyers(s): Thomas K. Potter Arbitrator(s): Prince C. Chambliss, G. Phillip Shuler, Robert A. Wojcik Hearing Site: New Orleans, LA
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08-01653 | 10/15/2009 | Claimant(s): Francois Pages Claimant Lawyers(s): Hollis Gonerka Bart Respondent(s): Calyon Securities (USA) Inc Respondent Lawyers(s): Barbara M. Roth Arbitrator(s): Annette B. Meyers, Michael S. Lazan, Paul R. Walsh Hearing Site: New York, NY
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09-02313 | 10/15/2009 | Claimant(s): Janney Montgomery Scott LLC Claimant Lawyers(s): Jill B. Clarke Respondent(s): John Baker Respondent Lawyers(s): John Robert Baker Arbitrator(s): Jeffrey Steinberg Hearing Site: Philadelphia, PA
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08-04479 | 10/13/2009 | Claimant(s): Raymond, James & Associates. Claimant Lawyers(s): Kelli Bullington Respondent(s): Don Steriovski Respondent Lawyers(s): Samuel G. Vazanellis Arbitrator(s): Steven Samson, Joseph D. Savino, Suanne F. Goldman Hearing Site: Chicago, IL
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08-00743 | 10/12/2009 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Mark Hopkins Respondent Lawyers(s): Mark D. Hopkins Arbitrator(s): Lonnie L. Cunningham, Thomas P. Hoover, Christopher Daniel Gryzen Hearing Site: Kansas City, MO
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08-01403 | 10/12/2009 | Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Susan Guerette Respondent(s): Lee Munson, Portfolio LLC Respondent Lawyers(s): Clinton W. Marrs Arbitrator(s): George N. Roy, Brian L Evans, Merton E. Marks Hearing Site: Albuquerque, NM
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09-02516 | 10/12/2009 | Claimant(s): Kenneth Cherrier Claimant Lawyers(s): Terrence J. Fleming Respondent(s): Woodbury Financial Services. Respondent Lawyers(s): Irene E. Bassock Arbitrator(s): James A. Lundberg, Loyall E. Wilson, Donald Ray McNeil Hearing Site: Minneapolis, MN
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06-02076 | 10/09/2009 | Claimant(s): Eugene Ross Claimant Lawyers(s): Eugene C. Ross Respondent(s): Bear Stearns & Co.. Respondent Lawyers(s): Kevin B. Leblang Arbitrator(s): Susan C. Lushing, David I. Goldblatt, Thomas A. Abitabile Hearing Site: New York, NY
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08-03063 | 10/09/2009 | Claimant(s): Summit Brokerage Services. Claimant Lawyers(s): Michael Hill Respondent(s): Neal Smalbach Respondent Lawyers(s): Neal S. Smalbach Arbitrator(s): Steven Ira Weinberger, Richard A. Stephens, R. Christopher Laux Hearing Site: Boca Raton, FL
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