09-04432 | 02/04/2010 | Claimant(s): FSC Securities Corporation Claimant Lawyers(s): Louis D. Tambaro Respondent(s): Jeffrey Winter Respondent Lawyers(s): Jeffrey Martin Winter Arbitrator(s): Lee Hornberger Hearing Site: Detroit, MI
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09-04953 | 02/04/2010 | Claimant(s): Royal Alliance Associates. Claimant Lawyers(s): Barry R. Temkin Respondent(s): Jacqueline Hanson-Shea Respondent Lawyers(s): Jacqueline Lynn Hanson-Shea Arbitrator(s): Daniel Herbert Margolis Hearing Site: Washington, DC
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08-04450 | 02/02/2010 | Claimant(s): Wells Fargo Investments Claimant Lawyers(s): D. Daxton White Respondent(s): Derek Difani Respondent Lawyers(s): Derek J. Difani Arbitrator(s): William Montgomery Hearing Site: Los Angeles, CA
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09-00298 | 02/02/2010 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Erin E. Mac Avoy Respondent(s): Jason Kraskiewicz Respondent Lawyers(s): Jason N. Kraskiewicz Arbitrator(s): Bruce M. Alster Hearing Site: Ft. Lauderdale, FL
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09-04794 | 02/02/2010 | Claimant(s): Janney Montgomery Scott LLC Claimant Lawyers(s): Jill B. Clarke Respondent(s): Joseph Dorrycott Respondent Lawyers(s): Joseph M. Dorrycott Arbitrator(s): Bert S Cliff Hearing Site: Pittsburgh, PA
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09-04841 | 02/02/2010 | Claimant(s): Variable Investment Advisors. Claimant Lawyers(s): Gregory S. Wilson Respondent(s): Cynthia Stevens-Montgomery Respondent Lawyers(s): Cynthia Marie Stevens-Montgomery Arbitrator(s): John W. MacKimm Hearing Site: Rapid City, SD
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07-03166 | 02/01/2010 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Brody Weichbrodt Respondent(s): Donald Minton, Martin Smith, Raymond, James & Associates., Stephen Merrick, Theodore Sturges Respondent Lawyers(s): Caitlin M. Piccarello, John F. Stoviak Arbitrator(s): Sharon R. Merriman, Terresa L. Beaman, Christine M. Arnold Hearing Site: Indianapolis, IN
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09-04628 | 02/01/2010 | Claimant(s): America's Choice Equities LLC Claimant Lawyers(s): Raymond Nardo Respondent(s): Stephen Liotta Respondent Lawyers(s): Stephen Michael Liotta Arbitrator(s): Martin H. Zern Hearing Site: New York, NY
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07-00999 | 01/29/2010 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Judy Louie Respondent(s): Stephen Whitman Respondent Lawyers(s): Neda Ataie Arbitrator(s): Harvey C. Flodin, Joseph T. Donnantuoni, Kevin K. Forrester Hearing Site: San Diego, CA
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08-03530 | 01/28/2010 | Claimant(s): Morgan Keegan & Company. Claimant Lawyers(s): Thomas Barnett Respondent(s): John Wilfong Respondent Lawyers(s): R. Layne Holley Arbitrator(s): J. Maxwell Williams, Patricia Best Vital, Todd Edward Phillips Hearing Site: Memphis, TN
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