09-02035 | 06/03/2010 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Joel E. Davidson Respondent(s): Ronald Feldstein, Mara Capital Management Respondent Lawyers(s): Seth Huberman Arbitrator(s): Norman J. Reich, Mary Ellen Burns, Andrew J. Gerber Hearing Site: New York, NY
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08-04141 | 06/02/2010 | Claimant(s): Andrew Kaye Claimant Lawyers(s): Michael Grenert Respondent(s): CIBC World Markets Corp. Respondent Lawyers(s): Lloyd S. Clareman Arbitrator(s): Michelle Jacobowitz Gallagher, Steven A. Infante, Betty Chen Hearing Site: New York, NY
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10-00152 | 06/01/2010 | Claimant(s): Ameriprise Advisor Services. Claimant Lawyers(s): Edward Walton Respondent(s): David Strand Respondent Lawyers(s): David Strand Arbitrator(s): Lee Hornberger Hearing Site: Detroit, MI
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08-04607 | 05/28/2010 | Claimant(s): Peter Kuper Claimant Lawyers(s): Patricia A. Washienko Respondent(s): Morgan Stanley & Co., Stephen Penwell Respondent Lawyers(s): Jill L. Rosenberg Arbitrator(s): Nelson P. Lovins, Stephen Z. Frank, Lee McHarg Holland Hearing Site: Boston, MA
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09-03974 | 05/28/2010 | Claimant(s): Morgan Stanley Smith Barney Claimant Lawyers(s): Patrick J. Folan Respondent(s): William Bettis Respondent Lawyers(s): William Jonathan Bettis Arbitrator(s): James H. Bowersox Hearing Site: San Diego, CA
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09-04266 | 05/28/2010 | Claimant(s): Smh Capital Inc. Claimant Lawyers(s): Andrew R. Harvin Respondent(s): Patricia Bonavito Respondent Lawyers(s): Patricia Bonavito Arbitrator(s): Joseph D. Cosgrove, Judith C. Greene, Ronald J. Colombo Hearing Site: New York, NY
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09-04787 | 05/28/2010 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Renan I. Sugarman Respondent(s): Nancy Lawton Respondent Lawyers(s): Tim Bowers Arbitrator(s): Alan M. Schankel, Glenn Lloyd Nobel Hearing Site: Philadelphia, PA
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09-06945 | 05/28/2010 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Michael S. Colombo Respondent(s): James Henry Respondent Lawyers(s): Phillip C. Green Arbitrator(s): Mark A. Myers Hearing Site: Little Rock, AR
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09-05744 | 05/27/2010 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Yana Kromo Respondent(s): Thomas Stoner Respondent Lawyers(s): Thomas Lee Stoner Arbitrator(s): Mary Margaret Bush Hearing Site: Anchorage, AK
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10-00036 | 05/27/2010 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): John T. McGuire Respondent(s): Scott Kurland Respondent Lawyers(s): Scott Jeffrey Kurland Arbitrator(s): Ernest Fanwick Hearing Site: New York, NY
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