| 18-01751 | 11/01/2018 | Claimant(s): David Rath
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): John F. Allgood
Hearing Site: Atlanta, GA
| | |
| 18-01025 | 08/13/2018 | Claimant(s): Terrance Joseph
Claimant Lawyers(s): Terrance Joseph
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Stuart D. Roberts
Arbitrator(s): John F. Allgood
Hearing Site: Atlanta, GA
| | |
| 17-01331 | 05/04/2018 | Claimant(s): William Hawk
Claimant Lawyers(s): Alan M. Wolper
Respondent(s): First Southern Securities.
Respondent Lawyers(s): John Holman
Arbitrator(s): Michael J. Stern, John F. Allgood, David Frank Walbert
Hearing Site: Atlanta, GA
| | |
| 17-01467 | 02/16/2018 | Claimant(s): AXA Advisors, AXA Network
Claimant Lawyers(s): Amanda Sotak
Respondent(s): David Moore
Respondent Lawyers(s): Otto F. Feil
Arbitrator(s): John F. Allgood
Hearing Site: Atlanta, GA
| | |
| 16-01866 | 02/07/2017 | Claimant(s): David Miller
Claimant Lawyers(s): Ronald M. Amato
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Chandler R Bridges, Michael J. Stern, John F. Allgood
Hearing Site: Atlanta, GA
| | |
| 13-00242 | 02/28/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Andrew R. Park
Respondent(s): Robert Sullivan
Respondent Lawyers(s): Robert Roger Sullivan
Arbitrator(s): John F. Allgood
Hearing Site: Atlanta, GA
| | |
| 11-02023 | 02/01/2012 | Claimant(s): Wilburn Hudson
Claimant Lawyers(s): Wilburn J. Hudson
Respondent(s): Edward Jones
Respondent Lawyers(s): J. Steven Parker
Arbitrator(s): Kenneth R. Woods, Robert L. Lestina, John F. Allgood
Hearing Site: Atlanta, GA
| | |
| 10-02653 | 08/18/2011 | Claimant(s): Larry Merritt
Claimant Lawyers(s): Regina S. Molden
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward B. Magarian
Arbitrator(s): Franklin Raymond McIntyre, John F. Allgood, John F. O'Neill
Hearing Site: Atlanta, GA
| | |
| 06-04120 | 02/27/2008 | Claimant(s): Genevieve Smith
Claimant Lawyers(s): Genevieve Smith
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Carole G. Miller
Arbitrator(s): A. Keith Logue, Gloria J Liddell, John F. Allgood
Hearing Site: Birmingham, AL
| | |
