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FINRA Awards for Robert Roger Sullivan

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0024202/28/2014Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Andrew R. Park
Respondent(s): Robert Sullivan
Respondent Lawyers(s): Robert Roger Sullivan
Arbitrator(s): John F. Allgood
Hearing Site: Atlanta, GA

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