19-00002 | 08/15/2019 | Claimant(s): Richard Libretti Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Annamaria Boccia Smith Hearing Site: Newark, NJ
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18-04349 | 08/14/2019 | Claimant(s): Anthony DeGregorio Claimant Lawyers(s): Dochtor Kennedy Respondent(s): American Portfolios Financial Services, Respondent Lawyers(s): Frank A. Tauches Arbitrator(s): Michael Fischetti Hearing Site: Newark, NJ
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19-00791 | 08/13/2019 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): John T. McGuire Respondent(s): James Shea Respondent Lawyers(s): Paul V. Fernicola Arbitrator(s): Sam Antar Hearing Site: Newark, NJ
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19-00726 | 08/08/2019 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Samuel P. Mauch Respondent(s): Timothy Skinner Respondent Lawyers(s): Timothy Francis Skinner Arbitrator(s): Sam Antar Hearing Site: Newark, NJ
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18-04425 | 08/01/2019 | Claimant(s): Kenneth Levene Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Catherine Stewart Hearing Site: Newark, NJ
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15-02044 | 07/26/2019 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Thomas B. Lewis Respondent(s): Christopher Caputo Respondent Lawyers(s): Timothy W. Bergin Arbitrator(s): Paul Allan Massaro, Ronald J. Colombo, Jay Alan Kranis Hearing Site: Newark, NJ
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18-03548 | 07/23/2019 | Claimant(s): Andrew Kevlahan Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Wells Fargo Clearing Services, Josephthal & Co.. Respondent Lawyers(s): John T. McGuire, Nuviah Shirazi Arbitrator(s): Marvin L. Schuldiner Hearing Site: Newark, NJ
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18-04240 | 07/03/2019 | Claimant(s): Gerald Sharpe Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): First Montauk Securities Corp., J.W. Barclay & Co.., Paragon Capital Markets. Respondent Lawyers(s): Danny Levine, John Bruno, President or Compliance Officer Arbitrator(s): Denise L. Quarles Hearing Site: Newark, NJ
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18-02137 | 06/27/2019 | Claimant(s): David Wren Claimant Lawyers(s): Derek C. Anderson Respondent(s): Morgan Stanley & Co., Citigroup Global Markets., Cetera Advisors Respondent Lawyers(s): David I. Hantman, Jeremy S. Winer, Jeremy Carr Arbitrator(s): Joseph H. Cerame Hearing Site: Newark, NJ
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17-00716 | 06/24/2019 | Claimant(s): Christopher Jansen Claimant Lawyers(s): Robert L. Herskovits Respondent(s): Invest Financial Corporation Respondent Lawyers(s): Jessica E. Levine Arbitrator(s): Joseph H. Cerame, F. Peter Phillips, Bruce Edward Walenczyk Hearing Site: Newark, NJ
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