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FINRA Awards for Paul V. Fernicola

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0079108/13/2019Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): John T. McGuire
Respondent(s): James Shea
Respondent Lawyers(s): Paul V. Fernicola
Arbitrator(s): Sam Antar
Hearing Site: Newark, NJ

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