| 13-03537 | 04/10/2015 | Claimant(s): Zachary Bader
Claimant Lawyers(s): Robert M. Bursky
Respondent(s): Brent Porges, Craig Taddonio, Craig Scott Capital
Respondent Lawyers(s): Liam O'Brien
Arbitrator(s): Howard J. Stiefel, C. Kenneth Yoblon, Denise L. Quarles
Hearing Site: New York, NY
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| 13-03098 | 06/06/2014 | Claimant(s): J.D. Nicholas & Associates.
Claimant Lawyers(s): Ian J. Frimet
Respondent(s): Michael Regina, Patrick Teutonico
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): Peter A. Goldman
Hearing Site: New York, NY
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| 11-02682 | 05/01/2014 | Claimant(s): Harry Friedman
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Albert Pette, Brian Hagerman, John Matthews, Mark Lisser, Global Arena Capital Corp
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): Boyd H. Scheff, Cynthia A. DiMarco, Eric J. Sussman
Hearing Site: New York, NY
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| 10-02967 | 08/28/2013 | Claimant(s):
Claimant Lawyers(s):
Respondent(s): Harry Friedman, Marc Reda, John Thomas Financial
Respondent Lawyers(s): Harry Friedman, Robert M. Bursky
Arbitrator(s): Joseph R. Brancaleone, Denise N. Seegobin, Stephen M. Schaedtler
Hearing Site: New York, NY
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| 11-03603 | 07/15/2013 | Claimant(s): E1 Asset Management.
Claimant Lawyers(s): Charles M. O'Rourke
Respondent(s): John Thomas Financial
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): Charles Kleinbaum, Robert I. Adler, Jettie K. Thomas
Hearing Site: New York, NY
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| 10-00329 | 12/07/2012 | Claimant(s): Nations Financial Group.
Claimant Lawyers(s): William T McCartan
Respondent(s): Bruce Guarino, Clifford Morgan
Respondent Lawyers(s): Clifford Todd Morgan, Robert M. Bursky
Arbitrator(s): Clarence Smith
Hearing Site: New York, NY
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| 11-01034 | 02/08/2012 | Claimant(s): John Thomas Financial
Claimant Lawyers(s): Robert M. Bursky
Respondent(s): Salvatore Gioe
Respondent Lawyers(s): Salvatore Gioe
Arbitrator(s): Ivan W. Harper, Leona Beane, Joan Seewald Brodsky
Hearing Site: New York, NY
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| 10-04651 | 04/20/2011 | Claimant(s): Michael Katz
Claimant Lawyers(s): Michael Jordan Katz
Respondent(s): John Thomas Financial
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): Judith Levin
Hearing Site: New York, NY
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| 05-05322 | 11/11/2008 | Claimant(s): Ehrenkrantz King Nussbaum
Claimant Lawyers(s): Anthony Ottimo
Respondent(s): Anthony Ottimo, Edward Short, George Tamborello, Robert Ciaccio, Thomas Giugliano, Thomas O'Neill, Empire Financial Group Inc.
Respondent Lawyers(s): George M. Tamborello, Neil S. Baritz, Robert M. Bursky
Arbitrator(s): Henry F. Minnerop, Carroll E. Neesemann, Michael E. Silverman
Hearing Site: New York, NY
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| 07-02018 | 10/02/2008 | Claimant(s): EKN Financial Services Inc.
Claimant Lawyers(s): Robert M. Bursky
Respondent(s): Andrew Grant
Respondent Lawyers(s): Mark D. Hunter
Arbitrator(s): Romaine L. Gardner, Alexander Forti, John T. Cafferty
Hearing Site: New York, NY
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