Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-00949 | 08/07/2023 | Claimant(s): Sean Caplen Claimant Lawyers(s): Harris Freedman Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Stuart D. Roberts Arbitrator(s): Mark A Bilawsky Hearing Site: Boca Raton, FL | ||
| 22-01475 | 06/27/2023 | Claimant(s): Thomas Pollock Claimant Lawyers(s): Robert L. Herskovits Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Laurie A. Perez Arbitrator(s): Mark A Bilawsky Hearing Site: Boca Raton, FL | ||
| 21-02711 | 07/19/2022 | Claimant(s): Charles Fischer Claimant Lawyers(s): Harris Freedman Respondent(s): Avantax Investment Services. Respondent Lawyers(s): Judith Knudsen Arbitrator(s): Mark A Bilawsky Hearing Site: Boca Raton, FL | ||
| 21-01401 | 04/21/2022 | Claimant(s): Brian Lombardi Claimant Lawyers(s): Joshua Bautz Respondent(s): GunnAllen Financial, Aegis Capital Corp. Respondent Lawyers(s): Kevin Daniels, Kevin Meade Arbitrator(s): Marc S. Dobin, Howard Bernstein, Mark A Bilawsky Hearing Site: Boca Raton, FL | ||
| 21-02952 | 02/25/2022 | Claimant(s): Alejandro Gonzalez Claimant Lawyers(s): Thomas M. McHugh Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Mark A Bilawsky Hearing Site: Boca Raton, FL | ||
| 20-02801 | 07/13/2021 | Claimant(s): Andrew Fairchild Claimant Lawyers(s): Zachary Hayes-Macaluso Respondent(s): Investors Capital Corp. Respondent Lawyers(s): David Feldstein Arbitrator(s): Mark A Bilawsky Hearing Site: Boca Raton, FL | ||
| 20-01292 | 02/22/2021 | Claimant(s): Andrew Goldberg Claimant Lawyers(s): Daniel D'Costa Respondent(s): Metlife Securities. Respondent Lawyers(s): Martin Harris Arbitrator(s): Mark A Bilawsky Hearing Site: Boca Raton, FL | ||
| 20-01761 | 02/01/2021 | Claimant(s): VIncent Montanti Claimant Lawyers(s): Ronald Shindler Respondent(s): Invest Financial Corporation Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): Mark A Bilawsky Hearing Site: Boca Raton, FL | ||
| 20-01453 | 12/15/2020 | Claimant(s): Christopher Facka Claimant Lawyers(s): Harris Freedman Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Patricia E. Cowart Arbitrator(s): Mark A Bilawsky Hearing Site: Boca Raton, FL | ||
| 20-01995 | 12/10/2020 | Claimant(s): Jay Fischer Claimant Lawyers(s): Debra A. Jenks Respondent(s): Securian Financial Services. Respondent Lawyers(s): Richard J. Babnick Arbitrator(s): Mark A Bilawsky Hearing Site: Boca Raton, FL |