| 19-03841 | 12/08/2020 | Claimant(s): Alex Muscati
Claimant Lawyers(s): Kurt T. Kalberer
Respondent(s): Prudential Equity Group, Morgan Stanley, Wachovia Securities, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Anthony Paduano, Christopher M. Sacco, Joelle A. Simms, Patricia E. Cowart
Arbitrator(s): Mimi B. Osiason
Hearing Site: Tampa, FL
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| 20-01476 | 12/03/2020 | Claimant(s): Kevin Wolf
Claimant Lawyers(s): Bruce W. Barnes
Respondent(s): Prudential Equity Group
Respondent Lawyers(s): Jennifer E. Novoselsky
Arbitrator(s): Leslie L. Cooney
Hearing Site: Boca Raton, FL
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| 19-03276 | 09/16/2020 | Claimant(s): Michael Greenstone
Claimant Lawyers(s): Patrick R. Mahoney
Respondent(s): Prudential Equity Group
Respondent Lawyers(s): Anthony Paduano
Arbitrator(s): Michael H DuBoff
Hearing Site: New York, NY
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| 20-00563 | 09/14/2020 | Claimant(s): John Zitzmann
Claimant Lawyers(s): Kurt T Kalberer
Respondent(s): Prudential Equity Group, Morgan Stanley
Respondent Lawyers(s): Andrew Gelfand, Anthony Paduano
Arbitrator(s): Michael P. Breton
Hearing Site: Boston, MA
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| 19-02717 | 06/10/2020 | Claimant(s): Scott Shulman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Prudential Equity Group
Respondent Lawyers(s): Anthony Paduano
Arbitrator(s): Patricia H. Latham
Hearing Site: Washington, DC
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| 19-02585 | 04/09/2020 | Claimant(s): William Laheta
Claimant Lawyers(s): Douglas W. Hyman
Respondent(s): Prudential Equity Group
Respondent Lawyers(s): Anthony Paduano
Arbitrator(s): Thomas F. Mahoney
Hearing Site: Chicago, IL
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| 19-01376 | 01/23/2020 | Claimant(s): Michael Boagni
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Prudential Equity Group
Respondent Lawyers(s): Alan S. Brodherson
Arbitrator(s): C. Sumpter Logan
Hearing Site: New Orleans, LA
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| 18-01739 | 09/27/2019 | Claimant(s): Timothy Tremblay
Claimant Lawyers(s): Tyson W. Kovash
Respondent(s): Prudential Equity Group, Centaurus Financial., Voya Financial Advisors.
Respondent Lawyers(s): Alan S. Brodherson, Christina Vourakis, Michael West
Arbitrator(s): Robert E. Jenks
Hearing Site: Los Angeles, CA
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| 19-00286 | 09/18/2019 | Claimant(s): Robert Schwarz
Claimant Lawyers(s): Frances Menzer
Respondent(s): Prudential Equity Group
Respondent Lawyers(s): Alan S. Brodherson
Arbitrator(s): Charles G. Michaels
Hearing Site: Denver, CO
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| 18-03060 | 05/14/2019 | Claimant(s): James McLellan
Claimant Lawyers(s): Frances Menzer
Respondent(s): Prudential Equity Group
Respondent Lawyers(s): Alan S. Brodherson
Arbitrator(s): Marilyn R. Lewis
Hearing Site: Denver, CO
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