| 23-02479 | 03/08/2024 | Claimant(s): Kevin Mcbarron
Claimant Lawyers(s): Stephan Louviere
Respondent(s): SII Investments.
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Randy R Freedman
Hearing Site: Boca Raton, FL
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| 22-01974 | 03/04/2024 | Claimant(s): James Zahringer
Claimant Lawyers(s): Matthew L. Jones
Respondent(s): Raymond James & Associates.
Respondent Lawyers(s): Jordan D. Maglich
Arbitrator(s): Steven N. Ainbinder, Eugene D. Mirabello, Sidney Turner
Hearing Site: Boca Raton, FL
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| 23-02119 | 02/22/2024 | Claimant(s): NewBridge Securities Corp.
Claimant Lawyers(s): Gregg J. Breitbart
Respondent(s): Gerald Cocuzzo
Respondent Lawyers(s): Gerald John Cocuzzo
Arbitrator(s): Robert G. Geeseman, Glenn Jerrold Waldman, Lori Lovgren
Hearing Site: Boca Raton, FL
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| 22-02768 | 02/15/2024 | Claimant(s): Patrick Dwyer
Claimant Lawyers(s): Daniel Zinman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn D. Perreault
Arbitrator(s): Robert G. Falbisaner
Hearing Site: Boca Raton, FL
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| 23-02595 | 02/14/2024 | Claimant(s): NAMCOA - Naples Asset Management Co
Claimant Lawyers(s): Paul J McIntyre
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Kevin H. Lewis
Arbitrator(s): Paul J. Burkhart
Hearing Site: Boca Raton, FL
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| 22-01639 | 02/05/2024 | Claimant(s): Deborah Adeimy
Claimant Lawyers(s): V. Michael Arias
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Beth A. Black
Arbitrator(s): Edward R. Niederriter, Scott Manker, Rene Enrique Lamar
Hearing Site: Boca Raton, FL
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| 23-02026 | 02/01/2024 | Claimant(s): Jonathan Beitler
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Cambridge Investment Research.
Respondent Lawyers(s): Kristina J. Branstetter
Arbitrator(s): Monica I. Salis
Hearing Site: Boca Raton, FL
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| 23-01783 | 01/12/2024 | Claimant(s): Ghiass Ali, Sunshine Financial Solutions of South FL
Claimant Lawyers(s): Demetrios Pavlou
Respondent(s): Scott Storick
Respondent Lawyers(s): Scott R. Storick
Arbitrator(s): William Kent Brown
Hearing Site: Boca Raton, FL
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| 23-01178 | 01/05/2024 | Claimant(s): Christopher Lazos
Claimant Lawyers(s): Jonathan Uretsky
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): William H. Badinelli
Arbitrator(s): Edward R. Niederriter, Marie G. Peterson, Leslie Bauknight Nixon
Hearing Site: Boca Raton, FL
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| 23-00996 | 01/02/2024 | Claimant(s): Livia Mendes Mansur
Claimant Lawyers(s): Mark David Hunter
Respondent(s): XP Investments US
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): Richard Carl Smukler, John S. Leech, Carl Henry Perdue
Hearing Site: Boca Raton, FL
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