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FINRA Awards for Boca Raton, FL

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Displaying 31-40 out of 628 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0234703/28/2024Claimant(s): Carlos Estima, Eduardo Cruz, Kenia Naves Rocha, Luis De Melo Ferreira
Claimant Lawyers(s): Jordi C. Martinez-Cid
Respondent(s): EFG Capital International
Respondent Lawyers(s): Coren H. Stern
Arbitrator(s): Gloria F. Katz, Paul A. Holmes, Robert G. Geeseman
Hearing Site: Boca Raton, FL
23-0281803/21/2024Claimant(s): Mark Beloyan
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Paul Feller, Cronus Equity Capital Investments, Cronus Equity
Respondent Lawyers(s): Legal Office, Paul Herbert Feller
Arbitrator(s): James M. Scutti
Hearing Site: Boca Raton, FL
23-0262203/20/2024Claimant(s): Keith Singer
Claimant Lawyers(s): Adam D Palmer
Respondent(s): Kovack Securities Inc
Respondent Lawyers(s): Amy S. Towle
Arbitrator(s): Jack Stein, Morton S. Bunis, Martin I Jaffe
Hearing Site: Boca Raton, FL
23-0270403/20/2024Claimant(s): Trevor Fried
Claimant Lawyers(s): Randi P Spallina
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Gina Shlaferman
Arbitrator(s): Barry David Thorpe
Hearing Site: Boca Raton, FL
23-0351503/12/2024Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s): Silvio Borrero
Respondent Lawyers(s): Silvio Borrero
Arbitrator(s): Robert G. Geeseman
Hearing Site: Boca Raton, FL
23-0213203/11/2024Claimant(s): Shmuel Maya
Claimant Lawyers(s): Brandon M. Taaffe
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): Kimberly A. Gilmour, Adam Lawrence Frankel, Samuel Adam Katz
Hearing Site: Boca Raton, FL
23-0247903/08/2024Claimant(s): Kevin Mcbarron
Claimant Lawyers(s): Stephan Louviere
Respondent(s): SII Investments.
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Randy R Freedman
Hearing Site: Boca Raton, FL
22-0197403/04/2024Claimant(s): James Zahringer
Claimant Lawyers(s): Matthew L. Jones
Respondent(s): Raymond James & Associates.
Respondent Lawyers(s): Jordan D. Maglich
Arbitrator(s): Steven N. Ainbinder, Eugene D. Mirabello, Sidney Turner
Hearing Site: Boca Raton, FL
23-0211902/22/2024Claimant(s): NewBridge Securities Corp.
Claimant Lawyers(s): Gregg J. Breitbart
Respondent(s): Gerald Cocuzzo
Respondent Lawyers(s): Gerald John Cocuzzo
Arbitrator(s): Robert G. Geeseman, Glenn Jerrold Waldman, Lori Lovgren
Hearing Site: Boca Raton, FL
22-0276802/15/2024Claimant(s): Patrick Dwyer
Claimant Lawyers(s): Daniel Zinman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn D. Perreault
Arbitrator(s): Robert G. Falbisaner
Hearing Site: Boca Raton, FL

628 Results

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