| 21-00154 | 05/06/2021 | Claimant(s): LPL Financial LLC
Claimant Lawyers(s): David J Sensenig
Respondent(s): STEPHEN BONE
Respondent Lawyers(s): Stephen Alan Bone
Arbitrator(s): Muriel Desloovere
Hearing Site: Memphis, TN
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| 20-00914 | 06/25/2020 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Craig D Stein
Respondent(s): Jeffrey Allen
Respondent Lawyers(s): Jeffrey Thomas Allen
Arbitrator(s): Muriel Desloovere
Hearing Site: Tampa, FL
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| 20-00539 | 05/28/2020 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Kip A. Nesmith
Respondent(s): David Cavender
Respondent Lawyers(s): David Odell Cavender
Arbitrator(s): Muriel Desloovere
Hearing Site: Nashville, TN
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| 17-02398 | 12/11/2019 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Arthur Brown
Respondent Lawyers(s): Andre R. Perron
Arbitrator(s): Muriel Desloovere, John L Mutolo, Lisa Elkin Schwartz
Hearing Site: Tampa, FL
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| 18-01910 | 03/14/2019 | Claimant(s): Stephen Huggins
Claimant Lawyers(s): Joelle A. Simms
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Muriel Desloovere
Hearing Site: Jacksonville, FL
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| 18-02716 | 12/18/2018 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Elio F. Martinez
Respondent(s): Peter Walsworth
Respondent Lawyers(s): Peter James Walsworth
Arbitrator(s): Muriel Desloovere
Hearing Site: Tampa, FL
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| 18-00151 | 05/16/2018 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Craig Stein
Respondent(s): Wayne Babst
Respondent Lawyers(s): Wayne Stephen Babst
Arbitrator(s): Muriel Desloovere
Hearing Site: Tampa, FL
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| 17-02285 | 05/15/2018 | Claimant(s): Frank Voli
Claimant Lawyers(s): Michael Bessette
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Muriel Desloovere
Hearing Site: Raleigh, NC
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| 17-00096 | 10/21/2017 | Claimant(s): Steven Gilbert
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Royal Alliance Associates., Prime Capital Services.
Respondent Lawyers(s): Amy Napolitano, Ronald W. Sannicandro
Arbitrator(s): Muriel Desloovere
Hearing Site: Tampa, FL
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| 17-00624 | 10/02/2017 | Claimant(s): Geoffrey Frazier
Claimant Lawyers(s): Brian A. Carlis
Respondent(s): G.F. Investment Services
Respondent Lawyers(s): Kimberly A. Koves
Arbitrator(s): Muriel Desloovere, Erin Kathleen Linehan, Brian Patrick Quinn
Hearing Site: Tampa, FL
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