Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-02035 | 12/18/2019 | Claimant(s): Thomas Mathews Claimant Lawyers(s): Alan Wolper Respondent(s): Transamerica Financial Advisors Respondent Lawyers(s): Susan D. Duff Arbitrator(s): James C. Hoover Hearing Site: Atlanta, GA | ||
| 18-01024 | 12/11/2018 | Claimant(s): T Thompson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): James C. Hoover Hearing Site: Atlanta, GA | ||
| 16-03589 | 10/04/2017 | Claimant(s): William Danzell Claimant Lawyers(s): William Bordon Danzell Respondent(s): Prudential Equity Group Respondent Lawyers(s): Alan S. Brodherson Arbitrator(s): James C. Hoover Hearing Site: Columbia, SC | ||
| 15-03224 | 08/09/2017 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Michael H. Gibson Respondent(s): Gregory Fisher, Nelleen Smith, Jefferies LLC Respondent Lawyers(s): Andrew J. Shapren Arbitrator(s): Richard V. McGalliard, James C. Hoover, Richard Jonathan Nikonovich-Kahn Hearing Site: Atlanta, GA | ||
| 16-00169 | 04/07/2017 | Claimant(s): Sylvia Gort Claimant Lawyers(s): Jonathan Sack Respondent(s): Barclays Capital Inc. Respondent Lawyers(s): G. Wayne Hillis Arbitrator(s): Chandler R. Bridges, Deborah A. Jackson, James C. Hoover Hearing Site: Atlanta, GA | ||
| 15-00072 | 03/09/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): David J. Sensenig Respondent(s): Christopher Smith Respondent Lawyers(s): Christopher Ray Smith Arbitrator(s): Nigel W. Sadd, James C. Hoover, Robert N. Kohn Hearing Site: Birmingham, AL | ||
| 14-00677 | 09/18/2014 | Claimant(s): Raymond, James & Associates. Claimant Lawyers(s): Kelli Hartsook Respondent(s): Respondent Lawyers(s): Arbitrator(s): James C. Hoover Hearing Site: Atlanta, GA | ||
| 12-04052 | 10/28/2013 | Claimant(s): Michael Didato Claimant Lawyers(s): Michael R. DiDato Respondent(s): Morgan Stanley DW Inc. Respondent Lawyers(s): Tracy L. Gerber Arbitrator(s): Susan J. Buckley, James C. Hoover, Donald John Andres Hearing Site: Columbia, SC | ||
| 12-04230 | 09/19/2013 | Claimant(s): Securities America. Claimant Lawyers(s): Kelly R. Davis Respondent(s): Sean Kelly Respondent Lawyers(s): Sean J. Kelly Arbitrator(s): James C. Hoover Hearing Site: Atlanta, GA | ||
| 12-01647 | 11/19/2012 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Jonathan Berg Respondent(s): Respondent Lawyers(s): Arbitrator(s): James C. Hoover Hearing Site: Birmingham, AL |