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FINRA Awards for Christopher Smith

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Case Number Award Date Case Summary Customer Case? Amount Granted
24-0098609/06/2024Claimant(s): Christopher Smith
Claimant Lawyers(s): Christopher Smith
Respondent(s): Moomoo Financial Inc.
Respondent Lawyers(s): Cameron S. Matheson
Arbitrator(s): Brian James Tagtmeier
Hearing Site: Houston, TX
Checkmark Icon$4,684
15-0007203/09/2016Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): David J. Sensenig
Respondent(s): Christopher Smith
Respondent Lawyers(s): Christopher Ray Smith
Arbitrator(s): Nigel W. Sadd, James C. Hoover, Robert N. Kohn
Hearing Site: Birmingham, AL

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