| 22-01229 | 01/05/2024 | Claimant(s): Boustead Securities, Llc
Claimant Lawyers(s): Joseph Dale Wilson
Respondent(s): EBET.
Respondent Lawyers(s): Farhad Novian
Arbitrator(s): Joseph C. Watson, Richard Maurice Robinson, Michael Craig Ditty
Hearing Site: Los Angeles, CA
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| 23-00483 | 09/11/2023 | Claimant(s): Andrei Hall
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Kelsey Vasko
Arbitrator(s): Joseph C. Watson
Hearing Site: Los Angeles, CA
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| 22-02037 | 06/30/2023 | Claimant(s): Jeff Han
Claimant Lawyers(s): Samantha Pastor
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Christopher F. Robertson
Arbitrator(s): Joseph C. Watson
Hearing Site: Los Angeles, CA
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| 21-01460 | 03/02/2023 | Claimant(s): Henry Stellwagen
Claimant Lawyers(s): Neda Ataie
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melanie L. Ronen
Arbitrator(s): Joseph C. Watson, BaoKim N. Coleman, Cherie S. Lewis
Hearing Site: Los Angeles, CA
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| 21-00703 | 12/15/2021 | Claimant(s): Grant Blindbury
Claimant Lawyers(s): Edward Scott Zusman
Respondent(s): Independent Financial Group.
Respondent Lawyers(s): Sarah J. Kreisman
Arbitrator(s): Joseph C. Watson
Hearing Site: Los Angeles, CA
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| 20-02848 | 03/16/2021 | Claimant(s): Vera Daikovich
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Sara B. Davis
Arbitrator(s): Joseph C. Watson
Hearing Site: Los Angeles, CA
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| 18-03148 | 03/13/2020 | Claimant(s): Kurtis Magee
Claimant Lawyers(s): Neda Ataie
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jason E. Murtagh
Arbitrator(s): Jeffrey E. Skogsbergh, Joseph C. Watson, Paul Isaac Matloff
Hearing Site: Los Angeles, CA
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| 18-02119 | 08/08/2019 | Claimant(s): David James
Claimant Lawyers(s): Owen Harnett
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Samantha Parrish
Arbitrator(s): Joseph C. Watson
Hearing Site: Los Angeles, CA
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| 18-00779 | 11/21/2018 | Claimant(s): Anthony DiBernardo
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Transamerica Financial Advisors
Respondent Lawyers(s): Susan D. Duff
Arbitrator(s): Joseph C. Watson
Hearing Site: Los Angeles, CA
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| 16-00086 | 02/16/2018 | Claimant(s): Rake Murray
Claimant Lawyers(s): Eric Walraven
Respondent(s): Transamerica Financial Advisors
Respondent Lawyers(s): Mitchell J. Albert
Arbitrator(s): Joseph C. Watson, Jill Switzer, Howard Clark Posner
Hearing Site: Los Angeles, CA
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