| 20-03718 | 06/24/2021 | Claimant(s): Trevor Wurtzebach
Claimant Lawyers(s): Douglas W. Hyman
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Theodore W. Wrobleski, Susanne J. Hollander, Scott Miller
Hearing Site: Chicago, IL
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| 20-03074 | 05/10/2021 | Claimant(s): Ryan Brault
Claimant Lawyers(s): Gregory B. Simon
Respondent(s): Edward Jones
Respondent Lawyers(s): Connor M. Trafton
Arbitrator(s): Susanne J. Hollander
Hearing Site: Chicago, IL
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| 19-03495 | 04/13/2021 | Claimant(s): Sarbani Chowdhury
Claimant Lawyers(s): Troy C. Owens
Respondent(s): Allstate Financial Services
Respondent Lawyers(s): Jennifer E. Novoselsky
Arbitrator(s): Susanne J. Hollander, Michael Nathanson, Myra Christine Mormile-Wolper
Hearing Site: Chicago, IL
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| 20-03150 | 03/25/2021 | Claimant(s): Thomas Paulson
Claimant Lawyers(s): Douglas W. Hyman
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Andrew Gelfand
Arbitrator(s): Susanne J. Hollander
Hearing Site: Chicago, IL
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| 20-00499 | 11/02/2020 | Claimant(s): Barry Krumwiede
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Booker T. Coleman
Arbitrator(s): Susanne J. Hollander
Hearing Site: Chicago, IL
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| 18-04043 | 03/03/2020 | Claimant(s): Felipe Rodriguez
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Patrick J. Mulligan
Arbitrator(s): Susanne J. Hollander
Hearing Site: Miami, FL
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| 19-00023 | 08/27/2019 | Claimant(s): Edward Fox
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Susanne J. Hollander
Hearing Site: Milwaukee, WI
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| 17-01976 | 09/12/2018 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): James Heilgeist
Respondent Lawyers(s): James Andrew Heilgeist
Arbitrator(s): Stuart D. Summers, Susanne J. Hollander, Carol Rivers
Hearing Site: Chicago, IL
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| 16-01194 | 07/13/2017 | Claimant(s): Rick Konecny
Claimant Lawyers(s): Rick Douglas Konecny
Respondent(s): J.P. Morgan Securities, JPMorgan Chase Bank, N.A.
Respondent Lawyers(s): Terry R. Weiss
Arbitrator(s): Steven H. Vogel, Susanne J. Hollander, G. Marshall Abbey
Hearing Site: Chicago, IL
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| 14-00675 | 02/10/2015 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kelli Hartsook
Respondent(s): Noel Howe
Respondent Lawyers(s): Noel Alphonso Howe
Arbitrator(s): Susanne J. Hollander
Hearing Site: Orlando, FL
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