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FINRA Awards for Gregg J. Breitbart

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Displaying 21-28 out of 28 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0286606/25/2020Claimant(s): Maxim Yutsis
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): NewBridge Securities Corp.
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Sam Antar
Hearing Site: New York, NY
19-0343603/27/2020Claimant(s): NewBridge Securities Corp.
Claimant Lawyers(s): Gregg J. Breitbart
Respondent(s): Dennis Hayes
Respondent Lawyers(s): Dennis Allen Hayes
Arbitrator(s): Mark C. Perry
Hearing Site: Boca Raton, FL
18-0392402/07/2020Claimant(s): Hayes Miller
Claimant Lawyers(s): Gregg J. Breitbart
Respondent(s): Morgan Stanley, Stephens
Respondent Lawyers(s): Jana Kim Fowler, Joseph A. Sack
Arbitrator(s): Susan C Lushing, Josian Antoine, Patricia A Hussey
Hearing Site: New York, NY
18-0309805/23/2019Claimant(s): James McLellan
Claimant Lawyers(s): Frances Menzer
Respondent(s): NewBridge Securities Corp., Broad Street Securities., Leonard & Company
Respondent Lawyers(s): Dainforth French, Gregg J. Breitbart, Stuart G. Burchard
Arbitrator(s): Tracy L. Allen
Hearing Site: Detroit, MI
18-0345705/23/2019Claimant(s): Gerard Sharpe
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): NewBridge Securities Corp., J.W. Barclay & Co..
Respondent Lawyers(s): Gregg J. Breitbart, John Bruno
Arbitrator(s): Julian F. Santos
Hearing Site: Newark, NJ
17-0196609/19/2018Claimant(s): NewBridge Securities Corp.
Claimant Lawyers(s): Gregg J. Breitbart
Respondent(s): Carl Smith, Joseph Baldassarra, Steven Baldassarra
Respondent Lawyers(s): David Feingold
Arbitrator(s): John B. Sochacki
Hearing Site: Boca Raton, FL
16-0238712/07/2016Claimant(s): NewBridge Securities Corp.
Claimant Lawyers(s): Gregg J. Breitbart
Respondent(s): Patrick Bray
Respondent Lawyers(s): Patrick Ryan Bray
Arbitrator(s): Steven R. Reininger
Hearing Site: Boca Raton, FL
15-0016808/24/2015Claimant(s): Roberto Rivera Vazquez
Claimant Lawyers(s): Gregg J. Breitbart
Respondent(s): Popular Securities
Respondent Lawyers(s): Nathan Lamb
Arbitrator(s): Gerald Silverman, Yarie Socorro Comas, Magda M. Fernandez Torres
Hearing Site: San Juan, PR

28 Results

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