| 11-04009 | 11/27/2012 | Claimant(s): Edward Jones
Claimant Lawyers(s): Christopher A. Pickett
Respondent(s): Wells Fargo Advisors Financial Network, Ellen Boyce
Respondent Lawyers(s): Jordan D. Becker, Thomas Bradford Lewis
Arbitrator(s): Maurice R. Dunie, Ezio E. Borchini, Jane Kwok Ping Tam
Hearing Site: Baltimore, MD
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| 12-02922 | 10/12/2012 | Claimant(s): Edward Jones
Claimant Lawyers(s): Douglas R. Jennings
Respondent(s): Dennis Linn
Respondent Lawyers(s): Margaret J. Lockhart
Arbitrator(s): Stuart M. Egrin, Richard E. Michel, Harold Hood
Hearing Site: Detroit, MI
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| 11-03086 | 05/04/2012 | Claimant(s): Bernard Parker, Edward Jones
Claimant Lawyers(s): Dennis J. Capriglione
Respondent(s): Mary Falloon
Respondent Lawyers(s): Mary Jane Falloon
Arbitrator(s): David Finnegan, Larry Kars, Mary K. Ortegon
Hearing Site: New York, NY
| | Expungement |
| 11-00299 | 05/03/2012 | Claimant(s): Edward Jones
Claimant Lawyers(s): Christopher A. Pickett
Respondent(s): Jason Reeves
Respondent Lawyers(s): Joel H. Thomas
Arbitrator(s): George A. Sellnau, Christine Winn Powell, Brian James Tagtmeier
Hearing Site: Houston, TX
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| 11-01450 | 03/16/2012 | Claimant(s): Cynthia Harman
Claimant Lawyers(s): John B. Veach
Respondent(s): Edward Jones
Respondent Lawyers(s): James B. Spears
Arbitrator(s): Richard E. Miley, Celeste A. Beron, Richard Timothy Curran
Hearing Site: Charlotte, NC
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| 10-05128 | 03/12/2012 | Claimant(s): Edward Jones
Claimant Lawyers(s): Christopher A. Pickett
Respondent(s): Jerome Callaghan, Morgan Stanley
Respondent Lawyers(s): Nathaniel R. Wolf, Samuel P. Mauch
Arbitrator(s): Peter Ordower, Michael Steinberg, Edward Louis Koven
Hearing Site: Chicago, IL
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| 10-05492 | 02/29/2012 | Claimant(s): Edward Jones
Claimant Lawyers(s): Christopher A. Pickett
Respondent(s): David Mikula, Morgan Stanley
Respondent Lawyers(s): James L. Sonneborn, Phillip J. Campisi
Arbitrator(s): Suzanne E. Reynolds-Brady, Robert S. Getman, Michael A. Orticelle
Hearing Site: Albany, NY
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| 11-02023 | 02/01/2012 | Claimant(s): Wilburn Hudson
Claimant Lawyers(s): Wilburn J. Hudson
Respondent(s): Edward Jones
Respondent Lawyers(s): J. Steven Parker
Arbitrator(s): Kenneth R. Woods, Robert L. Lestina, John F. Allgood
Hearing Site: Atlanta, GA
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| 11-02557 | 08/29/2011 | Claimant(s): Edward Jones
Claimant Lawyers(s): Christoper A. Pickett
Respondent(s): Joseph Emily, Judson Doster, Morgan Stanley, Richard Phelan
Respondent Lawyers(s): M. Travis Foust, Michael D. Bressan
Arbitrator(s): Robert H. Putnam, Robert C. Port, Joseph Keith Lombino
Hearing Site: Atlanta, GA
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| 09-04274 | 02/28/2011 | Claimant(s): Marc Miller
Claimant Lawyers(s): George L. Guerra
Respondent(s): Edward Jones
Respondent Lawyers(s): Jason Haselkorn
Arbitrator(s): Richard J. Fuller, Mary T. Hettig, Gerald F. Gude
Hearing Site: Tampa, FL
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