Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-01153 | 12/17/2020 | Claimant(s): Ricky Higgins Claimant Lawyers(s): Dochtor Kennedy Respondent(s): First Heartland Capital., Proequities. Respondent Lawyers(s): Jeanne A. Jehle, Katie M. Kimbrell Arbitrator(s): Richard S. Zaifert Hearing Site: Columbia, SC | ||
| 19-02697 | 03/17/2020 | Claimant(s): Aaron Gore, David Monckton, Ronald Metcalf, Samuel Head Claimant Lawyers(s): Bryce Benson Respondent(s): Voya Financial Advisors. Respondent Lawyers(s): Matthew Tracy Arbitrator(s): Richard S. Zaifert, Harvey R. Linder, Brian Stafford Hearing Site: Columbia, SC | ||
| 19-00370 | 02/24/2020 | Claimant(s): Byron Minchala Claimant Lawyers(s): Byron Alexander Minchala Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Michael A. Gross Arbitrator(s): Richard S. Zaifert, Jack W. Windt, Audrey Belitz Rauchway Hearing Site: Tampa, FL | ||
| 19-02064 | 02/10/2020 | Claimant(s): Paul Baily Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): Edward Jones Respondent Lawyers(s): Paul Yarns Arbitrator(s): Richard S. Zaifert Hearing Site: Columbia, SC | ||
| 19-03211 | 02/05/2020 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Jonathan D. Berg Respondent(s): Ian Deliz Morales Respondent Lawyers(s): Ian M. Deliz Morales Arbitrator(s): Richard S. Zaifert Hearing Site: Tampa, FL | ||
| 17-03080 | 07/19/2019 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Michael S. Taaffe Respondent(s): Jeffrey Krupnick Respondent Lawyers(s): Jeffrey E. Krupnick Arbitrator(s): Richard S. Zaifert Hearing Site: Tampa, FL | ||
| 19-00064 | 07/16/2019 | Claimant(s): Nancy Biddle Claimant Lawyers(s): Harris M. Freedman Respondent(s): Voya Financial Advisors. Respondent Lawyers(s): Benjamin Biard Arbitrator(s): Richard S. Zaifert Hearing Site: Tampa, FL | ||
| 19-00088 | 07/01/2019 | Claimant(s): Wilson Garnett Claimant Lawyers(s): Harris Freedman Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Stanton Fears Arbitrator(s): Richard S. Zaifert Hearing Site: Tampa, FL | ||
| 18-02031 | 05/06/2019 | Claimant(s): Brian Thomas Claimant Lawyers(s): Michelle Atlas Respondent(s): Harbor Financial Services Respondent Lawyers(s): Marc Whitehead Arbitrator(s): Richard S. Zaifert Hearing Site: Tampa, FL | ||
| 18-01521 | 01/15/2019 | Claimant(s): Kirk Gravelle Claimant Lawyers(s): Craig Stein Respondent(s): Morgan Stanley Respondent Lawyers(s): Kimberly J. Gustafson Arbitrator(s): Richard S. Zaifert, Susan Dawson, Ralph Kennedy Frasier Hearing Site: Jacksonville, FL |