| 22-00090 | 08/29/2024 | Claimant(s): International Assets Advisory, International Assets Investment Mgmt LLC
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): Jacob Jansen
Respondent Lawyers(s): Joseph B. Alonso
Arbitrator(s): Michael J. Meeusen, Thomas J. Gmeinder, James Martell Martin
Hearing Site: Minneapolis, MN
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| 23-02598 | 05/01/2024 | Claimant(s): Williams Butcher
Claimant Lawyers(s): Seth Ian Rubinson
Respondent(s): International Assets Advisory
Respondent Lawyers(s): Myra P. Nicholson
Arbitrator(s): G. Dennis Sheehan, Dawna Kim Larson, Nick Thomas
Hearing Site: Houston, TX
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| 23-02870 | 04/26/2024 | Claimant(s): Williams Butcher
Claimant Lawyers(s): Seth Ian Rubinson
Respondent(s): International Assets Advisory
Respondent Lawyers(s): Myra P. Nicholson
Arbitrator(s): Oren L. Connaway, David Aaron DeSoto, James Douglas Gaughan
Hearing Site: Houston, TX
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| 23-01062 | 03/13/2024 | Claimant(s): Robert Alvarez
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): International Assets Advisory
Respondent Lawyers(s): Myra P. Nicholson
Arbitrator(s): Dale A. Kaliszeski, Jeffrey Ackermann, Richard William Cryar
Hearing Site: New Orleans, LA
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| 22-01896 | 08/10/2023 | Claimant(s): Terry Anderson
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Securities America., First Allied Securities., Capwest Securities., International Assets Advisory, J.W. Cole Financial., QA3 Financial Corp.
Respondent Lawyers(s): Dale K. Hall, Emily M. Knight, Jennifer R. Cox, Jeremy Wooden, Myra P. Nicholson, Stephen K. Wild
Arbitrator(s): Steven Meyrich, Leonard M. Goldstein, Aaron J. Haley
Hearing Site: Denver, CO
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| 21-01438 | 12/02/2021 | Claimant(s): Williams Butcher
Claimant Lawyers(s): Seth Ian Rubinson
Respondent(s): International Assets Advisory
Respondent Lawyers(s): Myra P. Nicholson
Arbitrator(s): Thomas A. Martin, Anita Lynne Wiggins, Jeff Kilgore
Hearing Site: Houston, TX
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| 19-00888 | 03/23/2021 | Claimant(s): Brannon McPherson
Claimant Lawyers(s): Brannon McPherson
Respondent(s): International Assets Advisory
Respondent Lawyers(s): Joshua A. Katz
Arbitrator(s): Charles A. Pease, Steven Meyrich, Richard Djokic
Hearing Site: Denver, CO
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| 20-00512 | 06/16/2020 | Claimant(s): Cody Overstreet
Claimant Lawyers(s): Scott Holcomb
Respondent(s): International Assets Advisory
Respondent Lawyers(s): Myra P Nicholson
Arbitrator(s): Marilee Roberg
Hearing Site: Chicago, IL
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| 14-02939 | 05/09/2018 | Claimant(s): International Assets Advisory
Claimant Lawyers(s): Tracy L. Gerber
Respondent(s): Edward Cofrancesco, Mauricio Cardenas, Michael Montalvo
Respondent Lawyers(s): Curtis Carlson, Tracy L. Gerber
Arbitrator(s): Stuart K. Furman, Avery B. Goodman, Clarence B. Johnson, CLU, ChFC
Hearing Site: Orlando, FL
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| 17-00263 | 06/26/2017 | Claimant(s): Primary Capital
Claimant Lawyers(s): Ross D. Carmel
Respondent(s): Emanuel Xenick, International Assets Advisory
Respondent Lawyers(s): Aiman S. Farooq
Arbitrator(s): Richard S. Zaifert
Hearing Site: Tampa, FL
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