| 20-00016 | 07/15/2020 | Claimant(s): Matthew Fleissner
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Fred N. Knopf
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: Newark, NJ
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| 19-02593 | 07/07/2020 | Claimant(s): Stephen Thomas
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Geoff Beckham
Arbitrator(s): Joyce A. Mitchell
Hearing Site: Charlotte, NC
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| 19-02594 | 06/30/2020 | Claimant(s): Ross Pake
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Eleonora Yonge
Arbitrator(s): Barbara M. Zak
Hearing Site: Los Angeles, CA
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| 19-02735 | 06/30/2020 | Claimant(s): Aaron Sevigny
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): United Planners' Financial Services of A
Respondent Lawyers(s): David B. Hauer
Arbitrator(s): Robert G. Geeseman
Hearing Site: Boca Raton, FL
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| 19-02911 | 06/22/2020 | Claimant(s): Joseph Medina
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Chase Investment Services Corp., Gilford Securities Incorporated
Respondent Lawyers(s): Bonnie Sachs, Michael H. Gibson
Arbitrator(s): Susan Romano
Hearing Site: New York, NY
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| 19-00902 | 06/19/2020 | Claimant(s): Matthew Goldstein
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): John T. DiNapoli
Arbitrator(s): Gregory Hunter Mathews
Hearing Site: Philadelphia, PA
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| 19-02413 | 06/17/2020 | Claimant(s): Rinico Sawyer
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): HSBC Securities (USA) Inc.
Respondent Lawyers(s): Domenic C. Cervoni
Arbitrator(s): Richard W. Cutler
Hearing Site: New York, NY
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| 19-03045 | 06/17/2020 | Claimant(s): Evan Taub
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): John Thomas Financial
Respondent Lawyers(s): Maria Cummings
Arbitrator(s): William E. Nuckel
Hearing Site: New York, NY
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| 19-01358 | 06/16/2020 | Claimant(s): Ferdinand Ruplin
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): AXA Advisors, The Equitable Life Assurance Society Of
Respondent Lawyers(s): Annette K. Ebright
Arbitrator(s): Sam Antar
Hearing Site: New York, NY
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| 19-03020 | 05/26/2020 | Claimant(s): Adam Figueroa
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Richard W. Cutler
Hearing Site: New York, NY
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