| 22-00840 | 02/14/2023 | Claimant(s): Christopher Falconer
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Jack Friedman, Sandra Holtzman, Marc B Adelman
Hearing Site: Jersey City, NJ
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| 20-02796 | 02/02/2023 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Vatsala Sahay
Respondent(s): Raymond James Financial Services., Kent Rhoades
Respondent Lawyers(s): Matthew B. Baum
Arbitrator(s): Scott T. Clavenna, Kim L. Kirn, Julie Marie Miller
Hearing Site: Little Rock, AR
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| 17-00299 | 01/30/2023 | Claimant(s): Wells Fargo Advisors, Wells Fargo Clearing Services, Kyle Herrman, Renee Crittenden
Claimant Lawyers(s): Thomas B. Lewis
Respondent(s): Commerce Brokerage Services.
Respondent Lawyers(s): Corey Franklin
Arbitrator(s): Leah Murray Albert, Barry Goldman, Jane Cohen
Hearing Site: St. Louis, MO
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| 18-04156 | 01/11/2023 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Joshua Horn
Respondent(s): Stephen Pendergast
Respondent Lawyers(s): David R. Clouston
Arbitrator(s): Steven R. Rolnick, Catherine Stewart, Cynthia Catherine Anger
Hearing Site: Hartford, CT
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| 21-01228 | 12/23/2022 | Claimant(s): Steve Heng
Claimant Lawyers(s): Melinda Jane Steuer
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Timothy N. Will
Arbitrator(s): Edward B. Lozowicki, Della Stein, Robert W Hillman
Hearing Site: San Francisco, CA
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| 22-00948 | 12/21/2022 | Claimant(s): Nick Alexander
Claimant Lawyers(s): David Harrison
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Geoff Beckham
Arbitrator(s): Barbara M. Zak
Hearing Site: Los Angeles, CA
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| 22-01169 | 12/15/2022 | Claimant(s): Justin Apakian
Claimant Lawyers(s): Zachary Morse
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): Monica I. Salis
Hearing Site: Boca Raton, FL
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| 22-00827 | 12/09/2022 | Claimant(s): Sydney Walker
Claimant Lawyers(s): Brian Luther
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Valerie Holder
Arbitrator(s): Erik R. Siering
Hearing Site: Los Angeles, CA
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| 22-00768 | 11/29/2022 | Claimant(s): Fernando Panizzutti
Claimant Lawyers(s): Jonathan E Neuman
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): Christopher J. Klein, Ronald David Katz, Richard William Barry
Hearing Site: Boca Raton, FL
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| 22-01006 | 11/16/2022 | Claimant(s): Sangeeta Singh
Claimant Lawyers(s): Sangeeta D Singh
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Valerie Holder
Arbitrator(s): Shawn Ridgell
Hearing Site: San Francisco, CA
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