| 17-02730 | 08/03/2018 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Jason Warner
Respondent(s): Ty Coke
Respondent Lawyers(s): Ty Bradley Coke
Arbitrator(s): Mary Elizabeth Skelnik
Hearing Site: Dallas, TX
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| 17-03357 | 08/03/2018 | Claimant(s): Scott Pinkerton
Claimant Lawyers(s): Eric Litow
Respondent(s): A. G. Edwards & Sons., Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Richard S. Zaifert
Hearing Site: Tampa, FL
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| 17-03020 | 07/30/2018 | Claimant(s): Kevin Sullivan
Claimant Lawyers(s): Armin Sarabi
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Robert Titus
Hearing Site: Hartford, CT
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| 17-02636 | 07/23/2018 | Claimant(s): Jason Scheurer
Claimant Lawyers(s): Michael Bessette
Respondent(s): Wells Fargo Clearing Services, First Union Brokerage Services., Infinex Investments.
Respondent Lawyers(s): Demian J. Betz, Gregg Breitbart
Arbitrator(s): Gordon M. Wase
Hearing Site: Philadelphia, PA
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| 17-03183 | 07/23/2018 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Gregory Tendrich
Respondent(s): Norman Day
Respondent Lawyers(s): Norman Shannon Day
Arbitrator(s): Mitchel Weiss
Hearing Site: Jacksonville, FL
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| 17-02767 | 07/16/2018 | Claimant(s): Rebbecca Stay
Claimant Lawyers(s): Armin Sarabi
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Thomas F. Kopshever
Arbitrator(s): Michael Lancaster Garcia
Hearing Site: Seattle, WA
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| 17-00964 | 06/05/2018 | Claimant(s): Edward Collins
Claimant Lawyers(s): Philip C . Semprevivo
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Sara Soto
Arbitrator(s): David I. Goldblatt, Lynne M. Reid-McQueen, Mark J. Happe
Hearing Site: New York, NY
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| 17-01493 | 05/31/2018 | Claimant(s): Stephen Owen
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Deirdre C. Wolff
Arbitrator(s): Joseph J. Dougherty
Hearing Site: Baltimore, MD
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| 17-02488 | 05/21/2018 | Claimant(s): Mark Seto
Claimant Lawyers(s): Trent M. Latta
Respondent(s): Wells Fargo Clearing Services, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Stuart D. Roberts, Thomas F. Kopshever
Arbitrator(s): Joseph C. Roberts, Michael J. Busch, David William Hickman
Hearing Site: Seattle, WA
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| 18-00151 | 05/16/2018 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Craig Stein
Respondent(s): Wayne Babst
Respondent Lawyers(s): Wayne Stephen Babst
Arbitrator(s): Muriel Desloovere
Hearing Site: Tampa, FL
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