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FINRA Awards for Wells Fargo Clearing Services

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Displaying 271-280 out of 371 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0090508/30/2019Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Robert B Ericson
Respondent(s): David Vigil
Respondent Lawyers(s): David Vigil
Arbitrator(s): Isidoro Berkman
Hearing Site: San Francisco, CA
17-0143908/27/2019Claimant(s): Robert Ryder
Claimant Lawyers(s): Craig R. Weis
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Stuart D. Roberts
Arbitrator(s): Martin A. Edelstein
Hearing Site: New York, NY
19-0036308/16/2019Claimant(s): Kurt Sylvia
Claimant Lawyers(s): Brian D. Buckstein
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s):
Hearing Site: Boca Raton, FL
17-0270508/15/2019Claimant(s): Gary Sinderbrand, Mill Lane Management
Claimant Lawyers(s): Jarrod J. Malone
Respondent(s): Wells Fargo Clearing Services, Steven Sinderbrand
Respondent Lawyers(s): Eric Wood, Erin M. Smith
Arbitrator(s): David S. Billet, Thomas J. Stock, John Herbert Grefe
Hearing Site: New York, NY
18-0357708/05/2019Claimant(s): Robert Cannella
Claimant Lawyers(s): John D. Stewart
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Robert G. Geeseman
Hearing Site: Boca Raton, FL
18-0422008/05/2019Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Jessica Klein
Respondent(s): John Driscoll
Respondent Lawyers(s): John T Driscoll
Arbitrator(s): Philip J. Glick
Hearing Site: Denver, CO
18-0350007/25/2019Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Kevin Jurovich
Respondent Lawyers(s): Kevin A. Jurovich
Arbitrator(s): Daniel M. Yamshon
Hearing Site: San Francisco, CA
18-0354807/23/2019Claimant(s): Andrew Kevlahan
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Wells Fargo Clearing Services, Josephthal & Co..
Respondent Lawyers(s): John T. McGuire, Nuviah Shirazi
Arbitrator(s): Marvin L. Schuldiner
Hearing Site: Newark, NJ
18-0422307/23/2019Claimant(s): William Molfetto
Claimant Lawyers(s): Joseph A. Vallo
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): John A. Dewald, Deirdre Renee Fuller, Brian James Tagtmeier
Hearing Site: Houston, TX
18-0432407/16/2019Claimant(s): Donald Burton
Claimant Lawyers(s): Michael Bessette
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Michael Kelley
Hearing Site: Phoenix, AZ

371 Results

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