Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-00758 | 09/22/2021 | Claimant(s): William Stordahl Claimant Lawyers(s): Chelsea Masters Respondent(s): A. G. Edwards & Sons. Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Thaddeus J. Tecza Hearing Site: Denver, CO | ||
| 20-03651 | 09/16/2021 | Claimant(s): Bradley Thompson Claimant Lawyers(s): Harris Freedman Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Anita Rae Shapiro Hearing Site: Denver, CO | ||
| 21-00850 | 08/30/2021 | Claimant(s): Rachel Comfort Claimant Lawyers(s): Zachary S. Morse Respondent(s): Equitable Advisors Respondent Lawyers(s): Michael . J Biondi Arbitrator(s): Donald N. Tolin Hearing Site: Denver, CO | ||
| 21-00642 | 08/25/2021 | Claimant(s): Adam Way Claimant Lawyers(s): Zachary Hayes-Macaluso Respondent(s): MML Investors Services Respondent Lawyers(s): William P. Thornton Arbitrator(s): Hazel E. Hanley Hearing Site: Denver, CO | ||
| 20-02563 | 07/20/2021 | Claimant(s): Aaron Leatherwood Claimant Lawyers(s): Frances Menzer Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Robyn C. Crowther Arbitrator(s): Anita Rae Shapiro Hearing Site: Denver, CO | ||
| 21-00001 | 07/08/2021 | Claimant(s): Brian Rorick Claimant Lawyers(s): Michelle Atlas Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Michael Jeffrey Norton Hearing Site: Denver, CO | ||
| 20-02674 | 06/30/2021 | Claimant(s): Bradley Thompson Claimant Lawyers(s): Harris Freedman Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Jeffery D. Rodgers Arbitrator(s): Philip J. Glick Hearing Site: Denver, CO | ||
| 20-03040 | 05/17/2021 | Claimant(s): Joseph Sturniolo Claimant Lawyers(s): Michael Bessette Respondent(s): First Allied Securities. Respondent Lawyers(s): Jeremy Wooden Arbitrator(s): Philip J. Glick Hearing Site: Denver, CO | ||
| 20-02104 | 05/14/2021 | Claimant(s): James Shoffner Claimant Lawyers(s): Zachary Hayes-Macaluso Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John B. Clark Arbitrator(s): Milton N. Gross Hearing Site: Denver, CO | ||
| 20-02967 | 04/06/2021 | Claimant(s): James Young Claimant Lawyers(s): Robert Moses Respondent(s): Hightower Securities Respondent Lawyers(s): Meghan E. Flinn Arbitrator(s): Frances Johnson Wright Hearing Site: Denver, CO |