Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-02046 | 09/29/2023 | Claimant(s): Enrique Lopez Claimant Lawyers(s): Daniel D'Costa Respondent(s): LPL Financial LLC Respondent Lawyers(s): Rochelle Mayfield Arbitrator(s): Steven Akiba Swernofsky, Vincent Vereen, Robert Weston Nuzum Hearing Site: Houston, TX | ||
| 23-00184 | 09/14/2023 | Claimant(s): Todd Smith Claimant Lawyers(s): James P Galvin Respondent(s): LPL Financial LLC, Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff, Rochelle Mayfield Arbitrator(s): Michael J Norton Hearing Site: Albuquerque, NM | ||
| 23-00483 | 09/11/2023 | Claimant(s): Andrei Hall Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Joseph C. Watson Hearing Site: Los Angeles, CA | ||
| 22-01599 | 06/09/2023 | Claimant(s): Jamie Grupe Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eleonora Yonge Arbitrator(s): Tracy L. Allen Hearing Site: Minneapolis, MN | ||
| 22-02074 | 05/23/2023 | Claimant(s): Jason Hawke Claimant Lawyers(s): Jennifer Poole Farrar Respondent(s): LPL Financial LLC, J. P. Turner & Company LLC Respondent Lawyers(s): David Feldstein, Kelsey Vasko Arbitrator(s): Daniel M. Yamshon Hearing Site: Boise, ID | ||
| 22-02339 | 05/19/2023 | Claimant(s): Earl Marquardt Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eleonora Yonge Arbitrator(s): Leon Fox Hearing Site: Milwaukee, WI | ||
| 22-02036 | 04/11/2023 | Claimant(s): Brian Stokes Claimant Lawyers(s): Harris Freedman Respondent(s): LPL Financial LLC Respondent Lawyers(s): Matthew T. Bohenek Arbitrator(s): Kirtley M. Thiesmeyer Hearing Site: San Diego, CA | ||
| 22-02163 | 04/10/2023 | Claimant(s): Bradley Towers Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Matthew Bohenek Arbitrator(s): Helen Marinak Blohm Hearing Site: San Francisco, CA | ||
| 22-01549 | 04/07/2023 | Claimant(s): Kelly Campbell Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC, Equitable Advisors Respondent Lawyers(s): Michael J. Biondi, Rochelle Mayfield Arbitrator(s): Patricia H. Latham Hearing Site: Washington, DC | ||
| 21-00487 | 03/31/2023 | Claimant(s): Christopher Watkins, Douglas Obradovich Claimant Lawyers(s): Michael A. Valenti Respondent(s): LPL Financial LLC Respondent Lawyers(s): David J. Freniere Arbitrator(s): Barry Goldman, Jeffrey M. Bain, Joseph Patrick Cottingham Hearing Site: Louisville, KY |