Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-03914 | 08/23/2019 | Claimant(s): Clayton Holcomb Claimant Lawyers(s): Frances Menzer Respondent(s): LPL Financial LLC Respondent Lawyers(s): Thomas F. Barnett Arbitrator(s): David I. Levine Hearing Site: San Francisco, CA | ||
| 19-00342 | 08/19/2019 | Claimant(s): Lee Thomson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Patricia Beaujean Lehtola Hearing Site: Dallas, TX | ||
| 19-00108 | 08/09/2019 | Claimant(s): Gary Wageman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Brian Harlan Arbitrator(s): Helen Marinak Blohm Hearing Site: Bismarck, ND | ||
| 18-03864 | 07/31/2019 | Claimant(s): Julie Castillo Claimant Lawyers(s): Julie Hermes Castillo Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Allen Kilik, Robert Lawrence Ostrov, Tiffany Jeanette Brown Hearing Site: Boca Raton, FL | ||
| 18-03991 | 07/30/2019 | Claimant(s): Michael Abramo Claimant Lawyers(s): N. Nancy Ghabai, Esq. Respondent(s): LPL Financial LLC, UBS Financial Services Inc., Citigroup Global Markets. Respondent Lawyers(s): Anthony J. Borrelli, David I. Hantman, Esq., Jon D. Kaplon Arbitrator(s): Gerard S. Marsan Hearing Site: Boston, MA | ||
| 19-00089 | 07/08/2019 | Claimant(s): Wilson Garnett Claimant Lawyers(s): Harris Freedman Respondent(s): LPL Financial LLC Respondent Lawyers(s): Brian P. Harlan Arbitrator(s): Thomas J. Patka Hearing Site: Tampa, FL | ||
| 18-02320 | 07/02/2019 | Claimant(s): Peter Covino Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC, VSR Financial Services., Prospera Financial Services. Respondent Lawyers(s): Brian Harlan, Jeremy Carr, William M. Schmitt Arbitrator(s): Daniel B. MacLeod Hearing Site: Boise, ID | ||
| 18-04098 | 05/22/2019 | Claimant(s): Veronica Gillotte Claimant Lawyers(s): Veronica Gillotte Respondent(s): LPL Financial LLC Respondent Lawyers(s): Brian P. Harlan Arbitrator(s): Mark C. Perry Hearing Site: Boca Raton, FL | ||
| 18-03213 | 04/23/2019 | Claimant(s): Nisha Varma Claimant Lawyers(s): Frances Menzer Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Kevin K. Forrester Hearing Site: San Diego, CA | ||
| 18-02818 | 03/04/2019 | Claimant(s): Scott Bishop Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Brian P. Harlan Arbitrator(s): G. Maynard Green Hearing Site: Houston, TX |