Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02478 | 07/22/2024 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): Rick Smith Respondent(s): Feng Chen Respondent Lawyers(s): Feng Kou Chen Arbitrator(s): John Burritt McArthur Hearing Site: San Francisco, CA | ||
| 23-02554 | 07/19/2024 | Claimant(s): Robert Kieckhefer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eleonora Yonge Arbitrator(s): Lynn Hirschfeld Brahin Hearing Site: Milwaukee, WI | ||
| 24-00249 | 07/15/2024 | Claimant(s): Kevin Houser Claimant Lawyers(s): Lawton R. Graves Respondent(s): LPL Financial LLC, Ameriprise Financial Services. Respondent Lawyers(s): Howard Klausmeier, Jon D. Kaplon Arbitrator(s): Nancy E. Watters, Daniel James Kortum, Mark A Bilawsky Hearing Site: Philadelphia, PA | ||
| 23-02727 | 07/10/2024 | Claimant(s): Aaron Clark Claimant Lawyers(s): Joshua A. Katz Respondent(s): LPL Financial LLC Respondent Lawyers(s): Rochelle Mayfield Arbitrator(s): Cherie S. Lewis Hearing Site: Los Angeles, CA | ||
| 23-02886 | 06/12/2024 | Claimant(s): Amber Stream Claimant Lawyers(s): Robert Moses Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eleonora Yonge Arbitrator(s): Richard J. Lawrence Hearing Site: Seattle, WA | ||
| 23-02900 | 05/14/2024 | Claimant(s): James Crosson Claimant Lawyers(s): William Bean Respondent(s): LPL Financial LLC, Investors Capital Corp., Voya Financial Advisors. Respondent Lawyers(s): Brian J. Palmeri, David Feldstein, Kelsey L. Vasko Arbitrator(s): Sean Alan D'Amico Hearing Site: Providence, RI | ||
| 23-02932 | 04/29/2024 | Claimant(s): Chadwick Richards Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Rochelle Mayfield Arbitrator(s): Harvey R. Linder Hearing Site: Nashville, TN | ||
| 23-01156 | 04/02/2024 | Claimant(s): Cynthia Couyoumjian Claimant Lawyers(s): Michael Bessette Respondent(s): LPL Financial LLC, First Allied Securities. Respondent Lawyers(s): Jeremy Wooden, Kelsey L. Vasko Arbitrator(s): Robert Rosen Hearing Site: Los Angeles, CA | ||
| 23-01418 | 03/25/2024 | Claimant(s): Scott Meyer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eleonora Yonge Arbitrator(s): Harvey R. Linder Hearing Site: Atlanta, GA | ||
| 23-02628 | 03/19/2024 | Claimant(s): Ekua Anyanful Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Rochelle Mayfield Arbitrator(s): Louis J. Weber Hearing Site: Dallas, TX |