Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-03691 | 04/09/2021 | Claimant(s): Blake Nakamura Claimant Lawyers(s): Erika Binnix Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Mary M. O'Neil Hearing Site: San Diego, CA | ||
| 20-02233 | 03/26/2021 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Eric M Steinert Respondent(s): Katie Blando Respondent Lawyers(s): Katie R Blando Arbitrator(s): Gunnar Thowsen, Kevin K. Forrester, Randall B Christison Hearing Site: San Diego, CA | ||
| 20-02493 | 03/15/2021 | Claimant(s): Christopher Ficara Claimant Lawyers(s): Harris Freedman Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Morris S. Getzels Hearing Site: San Diego, CA | ||
| 20-01822 | 03/12/2021 | Claimant(s): John Glenn Claimant Lawyers(s): Zachary T Hayes-Macaluso Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Constance Ellen Boukidis Hearing Site: San Diego, CA | ||
| 20-01516 | 03/09/2021 | Claimant(s): John Glenn Claimant Lawyers(s): Zachary T Hayes-Macaluso Respondent(s): United Planners' Financial Services Of A Respondent Lawyers(s): David B. Hauer Arbitrator(s): Sally G. Williams Hearing Site: San Diego, CA | ||
| 20-02419 | 12/16/2020 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): William H. Edmonson Respondent(s): Margarita Medina Respondent Lawyers(s): Margarita Medina Arbitrator(s): Charles Chia-Lin Hsieh Hearing Site: San Diego, CA | ||
| 20-01441 | 12/15/2020 | Claimant(s): J. Coghlan, Joshua Willard Claimant Lawyers(s): Chad E. Weaver Respondent(s): Securities America. Respondent Lawyers(s): Tyler Schubauer Arbitrator(s): Kevin K. Forrester Hearing Site: San Diego, CA | ||
| 20-01514 | 12/03/2020 | Claimant(s): Sandeep Varma Claimant Lawyers(s): Frances Menzer Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Randy R. Maher Hearing Site: San Diego, CA | ||
| 20-00015 | 11/09/2020 | Claimant(s): Jonathan Lopez Claimant Lawyers(s): Tosh D Grebenik Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Mark R. Lee Hearing Site: San Diego, CA | ||
| 20-00798 | 09/10/2020 | Claimant(s): SAM BHUSHAN Claimant Lawyers(s): Frances Menzer Respondent(s): Burch & Company Respondent Lawyers(s): Anthony J. Durone Arbitrator(s): Kevin K. Forrester Hearing Site: San Diego, CA |